Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Clifton Brent SmithAmeriprise Financial Services, Inc.Morgan Stanley12-06-2019
Igor FeldmanAmeriprise Financial Services, Inc.Morgan Stanley11-27-2019
Norman R MejiaAmeriprise Financial Services, Inc.Morgan Stanley11-27-2019
Matthew Ray OvertonAmeriprise Financial Services, Inc.Morgan Stanley10-25-2019
Cindy Stoll CapezzutiAmeriprise Financial Services, Inc.Morgan Stanley05-10-2019
Angela Lucille ColoretAmeriprise Financial Services, Inc.Morgan Stanley10-10-2018
Travis Gerard OzgaAmeriprise Financial Services, Inc.Morgan Stanley07-05-2018
Jennifer A. Fanelli-ZastrowAmeriprise Financial Services, Inc.Morgan Stanley08-23-2017
Michael Jeffrey KorstenAmeriprise Financial Services, Inc.Morgan Stanley05-12-2017
Alexondra Nicole BrouwerAmeriprise Financial Services, Inc.Morgan Stanley02-03-2017
Corey Daniel SchaulAmeriprise Financial Services, Inc.Morgan Stanley01-29-2016
Christopher Scott BarleyAmeriprise Financial Services, Inc.Morgan Stanley02-15-2013
Asuzu E. Ibeawuchi Jr.Ameriprise Financial Services, Inc.Morgan Stanley11-04-2011
Joey Scott WilderAmeriprise Financial Services, Inc.Morgan Stanley10-28-2011
Jessica Romero LoewAmeriprise Financial Services, Inc.Morgan Stanley08-11-2011
Marilyn Langsam HolofAmeriprise Financial Services, Inc.Morgan Stanley06-30-2011
Patti Lee HeidornAmeriprise Financial Services, Inc.Morgan Stanley05-13-2011
Henry Edward Wasserman IIIAmeriprise Financial Services, Inc.Morgan Stanley09-02-2010
Stephen OvertonAmeriprise Financial Services, Inc.Morgan Stanley$10010-25-2019
Leslie Anne InmanAmeriprise Financial Services, Inc.Morgan Stanley$10005-20-2019
Lon Paige HattonAmeriprise Financial Services, Inc.Morgan Stanley$10005-10-2019
Peter Joseph SullivanAmeriprise Financial Services, Inc.Morgan Stanley$10005-10-2019
Jared Eli StrasserAmeriprise Financial Services, Inc.Morgan Stanley$10004-18-2019
Thomas Edward RudakasAmeriprise Financial Services, Inc.Morgan Stanley$10002-22-2019
Keith Matthew KordichAmeriprise Financial Services, Inc.Morgan Stanley$10001-11-2019
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Showing 1 to 25 of 93 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.

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