Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Matt Michael HeardAmeriprise Financial Services, Inc.Edward Jones$1007-17-2019
Evan Kyle DavisAmeriprise Financial Services, Inc.Raymond James & Associates, Inc.$5001-16-2019
Jonathan Lance HemmingsAmeriprise Financial Services, Inc.Wells Fargo Clearing Services, LLC12-12-2018
Donald Keith RenstromAmeriprise Financial Services, Inc.ProEquities, Inc.10-29-2018
Jeffery HattawayAmeriprise Financial Services, Inc.Edward Jones10-19-2018
Randy MacNeillAmeriprise Financial Services, Inc.Raymond James$10507-24-2018
Austin D. OmanAmeriprise Financial Services, Inc.E*TRADE Securities LLC08-23-2018
Randall Paul MacneillAmeriprise Financial Services, Inc.Raymond James & Associates, Inc.$2507-24-2018
Scott M. NanneyAmeriprise Financial Services, Inc.Investment Professionals, Inc.06-25-2018
Phillip Hoyed Davis Jr.Ameriprise Financial Services, Inc.Investment Professionals, Inc.$10506-22-2018
Reynaldo Orion PolAmeriprise Financial Services, Inc.E*TRADE Securities LLC05-01-2018
Jonathan Scott MastersAmeriprise Financial Services, Inc.Wells Fargo Clearing Services, LLC$10002-02-2018
Eric Todd StuckeyAmeriprise Financial Services, Inc.INVEST Financial Corporation$5001-02-2018
Steven Robert SchwartzAmeriprise Financial Services, Inc.INVEST Financial Corporation01-02-2018
Galen K. ReederAmeriprise Financial Services, Inc.INVEST Financial Corporation01-02-2018
Peter Michael WeinbaumAmeriprise Financial Services, Inc.MML Investors Services, LLC11-06-2017
Sarah Benton WalkerAmeriprise Financial Services, Inc.First Allied Securities, Inc.09-01-2017
Derek Rudolf D'AlonzoAmeriprise Financial Services, Inc.SunTrust Investment Services, Inc.08-24-2017
Michael Andrew SherwoodAmeriprise Financial Services, Inc.Brightview Advisors, LLC08-24-2017
Alexander Love Hinson Jr.Ameriprise Financial Services, Inc.INVEST Financial Corporation07-28-2017
Paul Lang, Emily EllisAmeriprise Financial Services, Inc.Edward Jones$36306-16-2017
Paul Regis LangAmeriprise Financial Services, Inc.Edward Jones$10006-16-2017
Emily Anne EllisAmeriprise Financial Services, Inc.Edward Jones06-16-2017
Kenneth Anthony CoutureAmeriprise Financial Services, Inc.Wells Fargo Clearing Services, LLC$10004-21-2017
Arthur Farr, Larry Minogue, Richard Arno, Kyle Welker, Scott Kallish, Bob CarterAmeriprise Financial Services, Inc.Next Financial$20203-13-2017
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Showing 1 to 25 of 74 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.


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