Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Michael James EvanoffAmeriprise Financial Services, Inc.Banc of America Investment Services, Inc.$5002-20-2009
Kenneth J. KilgoreAmeriprise Financial Services, Inc.Citigroup Global Markets Inc.$10004-08-2009
Edwin C. Mayer NjAmeriprise Financial Services, Inc.Ameriprise Advisor Services, Inc.$5010-05-2009
Eugene Joseph Enders Jr.Ameriprise Financial Services, Inc.H&R Block Financial Advisors, Inc.$5010-05-2009
Dennis Riley HendrixAmeriprise Financial Services, Inc.H&R Block Financial Advisors, Inc.$5010-05-2009
John Charles KnuthAmeriprise Financial Services, Inc.H&R Block Financial Advisors, Inc.$2510-05-2009
Richard Douglas Davis Jr.Ameriprise Financial Services, Inc.H&R Block Financial Advisors, Inc.$2510-05-2009
Fraser Mcdonald DukeAmeriprise Financial Services, Inc.H&R Block Financial Advisors, Inc.10-05-2009
Charles James PinigisAmeriprise Financial Services, Inc.H&R Block Financial Advisors, Inc.10-05-2009
Marcus Antonio HunterAmeriprise Financial Services, Inc.H&R Block Financial Advisors, Inc.10-05-2009
Michael Samuel SilverAmeriprise Financial Services, Inc.H&R Block Financial Advisors, Inc.10-05-2009
John Jackson Hughes, Jennifer Clark DaffronAmeriprise Financial Services, Inc.Synovus Securities, Inc.$5010-08-2010
Jessica B. HensleyAmeriprise Financial Services, Inc.Waddell & Reed03-09-2011
Thomas Patrick CarneyAmeriprise Financial Services, Inc.Waddell & Reed$1004-01-2011
Moreland Binford BellAmeriprise Financial Services, Inc.RBC Capital Markets, LLC$2511-18-2011
Thu N. SaundersAmeriprise Financial Services, Inc.Equity Services, Inc.02-29-2012
Ronald Edward JonesAmeriprise Financial Services, Inc.Wells Fargo Clearing Services, LLC09-07-2012
Mark David KantorAmeriprise Financial Services, Inc.Morgan Stanley$5009-21-2012
Larry Daniel Smith Jr.Ameriprise Financial Services, Inc.Wells Fargo Clearing Services, LLC$5001-04-2013
Karen Kathleen MaffeoAmeriprise Financial Services, Inc.Morgan Stanley$10003-15-2013
Jay L. GeaslenAmeriprise Financial Services, Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated$19404-08-2013
Michael Sean ButlerAmeriprise Financial Services, Inc.Synovus Securities, Inc.$5006-14-2013
Gary Richard NeigebornAmeriprise Financial Services, Inc.Janney Montgomery Scott LLC$5011-08-2013
Alan Roy ParkerAmeriprise Financial Services, Inc.Oppenheimer & Co. Inc.11-15-2013
Gregory John ZienowiczAmeriprise Financial Services, Inc.Morgan Stanley$5003-21-2014
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Showing 1 to 25 of 75 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.

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