Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Jordan A. GitlinAmeriprise Financial Services, Inc.Wells Fargo Clearing Services, LLC07-09-2019
Edward Wall OchoaAmeriprise Financial Services, Inc.LPL Financial LLC$2506-28-2019
Joseph Benjamin StrikeAmeriprise Financial Services, Inc.Securities America, Inc.$5006-19-2019
Joseph Anthony UllrichAmeriprise Financial Services, Inc.Wells Fargo Clearing Services, LLC06-07-2019
Jeffrey Brian TurnerAmeriprise Financial Services, Inc.MDT Advisers, A Division of Federated MDTA LLC06-06-2019
Paul Michael KowalskiAmeriprise Financial Services, Inc.Cetera Advisors LLC01-30-2019
Rick MundraneAmeriprise Financial Services, Inc.Morgan Stanley$10611-09-2018
Richard Lee MundraneAmeriprise Financial Services, Inc.Morgan Stanley$5411-09-2018
Heather Marie MariottiAmeriprise Financial Services, Inc.Investment Professionals, Inc.09-11-2018
Robert Alan GoshenAmeriprise Financial Services, Inc.Morgan Stanley$2509-07-2018
Nick Adam BuffordAmeriprise Financial Services, Inc.Investment Professionals, Inc.07-03-2018
Margaret Mary CameronAmeriprise Financial Services, Inc.Wells Fargo Clearing Services, LLC$5006-29-2018
Denis HeddermanAmeriprise Financial Services, Inc.Investment Professionals, Inc.$15006-22-2018
Kevin Neil BenjaminAmeriprise Financial Services, Inc.Investment Professionals, Inc.$5006-22-2018
Christina Nicole MannAmeriprise Financial Services, Inc.Investment Professionals, Inc.$2506-22-2018
Patrick Brian MurrayAmeriprise Financial Services, Inc.Investment Professionals, Inc.06-14-2018
Peter Andrew HorowitzAmeriprise Financial Services, Inc.Citigroup Global Markets Inc.$15005-24-2018
Kenneth Ray WeigandAmeriprise Financial Services, Inc.UBS Financial Services Inc.$1005-11-2018
Bruce Arnold SturgeonAmeriprise Financial Services, Inc.Wintrust Investments LLC$5004-27-2018
Ryan Christopher MayAmeriprise Financial Services, Inc.J.P. Morgan Securities LLC12-20-2017
William A Del CottoAmeriprise Financial Services, Inc.Edward Jones10-18-2017
Leonard Todd JohnsonAmeriprise Financial Services, Inc.SagePoint Financial, Inc.08-30-2017
David C WaringAmeriprise Financial Services, Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated$2508-25-2017
Peter Anthony Balistreri Jr.Ameriprise Financial Services, Inc.J.P. Morgan Securities LLC06-14-2017
Thomas Gerald TarvisAmeriprise Financial Services, Inc.Level Four Advisory Services05-12-2017
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Showing 1 to 25 of 132 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.


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