Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Steven Douglas SandkuhlerAmeriprise Financial Services, Inc.Cetera Investment Services LLC04-24-2009
Guy Allan GageAmeriprise Financial Services, Inc.H&R Block Financial Advisors, Inc.10-05-2009
Kevin Michael DolenAmeriprise Financial Services, Inc.H&R Block Financial Advisors, Inc.10-05-2009
Tracie Lynn LuleyAmeriprise Financial Services, Inc.Edward Jones03-19-2010
Lauren Carly BattistaAmeriprise Financial Services, Inc.Chase Investment Services Corp.$2501-27-2012
Marc David KleinAmeriprise Financial Services, Inc.City Securities Corporation$5002-17-2012
Mark Andrew NicholsonAmeriprise Financial Services, Inc.LPL Financial LLC$1004-18-2012
Kevin D. McKayAmeriprise Financial Services, Inc.Scottrade, Inc.05-01-2012
Andrew Bradley BakerAmeriprise Financial Services, Inc.LPL Financial LLC05-29-2015
Derrick T. WellsAmeriprise Financial Services, Inc.Edward Jones$10307-17-2015
Derrick Thomas WellsAmeriprise Financial Services, Inc.Edward Jones$5007-17-2015
Joseph Patrick MillerAmeriprise Financial Services, Inc.J.P. Morgan Securities LLC08-21-2015
Charles David RidleyAmeriprise Financial Services, Inc.U.S. Bancorp Investments, Inc.$5002-19-2016
Bryan Todd BakerAmeriprise Financial Services, Inc.MetLife Securities Inc.05-10-2016
Paul Michael AckermannAmeriprise Financial Services, Inc.MetLife Securities Inc.05-10-2016
Bradley Vaughn HarroldAmeriprise Financial Services, Inc.MetLife Securities Inc.$1005-12-2016
Dennis Dean ZimmermanAmeriprise Financial Services, Inc.Royal Alliance Associates, Inc.$5008-08-2016
Lawrence Irvin TurowAmeriprise Financial Services, Inc.MetLife Securities Inc.11-03-2016
Russell Wade ShartzerAmeriprise Financial Services, Inc.HD Vest Investment Services02-16-2017
Joseph David StaffordAmeriprise Financial Services, Inc.Raymond James Financial Services, Inc.05-24-2017
David Carl Vorbeck, Paul Jason Kuzemka, Gary Eugene Williams, Thomas Edward Gregory, Stephen F. Dunnuck, Kenneth J. Williams, John Thomas Hays III, Timothy Allen Knapper, Jed S. McCrumb, Stephen Wien, Robert Ray RollinsAmeriprise Financial Services, Inc.Wells Fargo Advisors Financial Network, LLC05-30-2017
Scott Craig Erkfitz, Joseph Anthony DruryAmeriprise Financial Services, Inc.Morgan Stanley08-11-2017
Neil Larsen AngerAmeriprise Financial Services, Inc.Northwestern Mutual Investment Services, LLC12-06-2017
Dale Lamar Shafer IIAmeriprise Financial Services, Inc.UBS Financial Services Inc.12-14-2017
Charles Gemmer, Adam Gemmer, Brent Gramman, Ronan MarraAmeriprise Financial Services, Inc.Axa Advisors$15002-01-2018
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Showing 1 to 25 of 50 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.


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