Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Robert Dale OlveraAmeriprise Financial Services, Inc.Allstate Financial Services, LLC01-06-2017
David Anthony MehrerAmeriprise Financial Services, Inc.AXA Advisors, LLC$10006-10-2011
Jeffrey David HooverAmeriprise Financial Services, Inc.Benjamin F. Edwards & Company, Inc.$50011-22-2013
Owen Alton SloanAmeriprise Financial Services, Inc.Calton & Associates, Inc.$60011-09-2017
Scott Allan WilsonAmeriprise Financial Services, Inc.Cetera Investment Services LLC11-02-2015
John Howard PembertonAmeriprise Financial Services, Inc.Citigroup Global Markets Inc.$10003-27-2009
Michael Francis RichardsAmeriprise Financial Services, Inc.Edward Jones11-15-2018
Jay Douglas LottererAmeriprise Financial Services, Inc.Edward Jones$10001-23-2015
Lori Ann RichardsonAmeriprise Financial Services, Inc.Edward Jones11-12-2009
Victor Jay EdwardsAmeriprise Financial Services, Inc.Edward Jones11-06-2009
John Philip EdgarAmeriprise Financial Services, Inc.Guidance Financial Consultants, Inc.$48004-04-2014
Chad Stephen LanghoferAmeriprise Financial Services, Inc.Independent Financial Group, LLC$10010-21-2016
Scott Allan WilsonAmeriprise Financial Services, Inc.LPL Financial LLC03-14-2014
Katrina Lynnette JonesAmeriprise Financial Services, Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated03-14-2016
Darren Eugene PrachtAmeriprise Financial Services, Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated$50010-07-2011
Travis Michael KvassayAmeriprise Financial Services, Inc.Morgan Stanley$50012-04-2015
Stacey Denise ParkerAmeriprise Financial Services, Inc.Morgan Stanley$10011-16-2012
Gary Bakker KringsAmeriprise Financial Services, Inc.Morgan Stanley$10003-05-2010
Darrel Bruce MarkleyAmeriprise Financial Services, Inc.MSEC, LLC$15008-01-2014
Pamela Jean Kohman SchneiderAmeriprise Financial Services, Inc.MWA Financial Services Inc.$50002-01-2019
Emily Marie PageAmeriprise Financial Services, Inc.MWA Financial Services Inc.02-01-2019
Michael Fred ZandersAmeriprise Financial Services, Inc.Nfp Advisor Services$10010-18-2013
Steven Eugene PohleAmeriprise Financial Services, Inc.Nfp Advisor Services$50010-18-2013
Park UlrichAmeriprise Financial Services, Inc.Northwestern Mutual Investment Services, LLC07-08-2015
George Ellis BergesonAmeriprise Financial Services, Inc.Oppenheimer & Co. Inc.11-20-2015
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Showing 1 to 25 of 56 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.


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