Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Christopher M. JacobyAmeriprise Financial Services, Inc.Waddell & Reed02-13-2019
Pamela Jean Kohman SchneiderAmeriprise Financial Services, Inc.MWA Financial Services Inc.$5002-01-2019
Emily Marie PageAmeriprise Financial Services, Inc.MWA Financial Services Inc.02-01-2019
Reisha Lark FregoeAmeriprise Financial Services, Inc.Wells Fargo Clearing Services, LLC11-21-2018
Michael Francis RichardsAmeriprise Financial Services, Inc.Edward Jones11-15-2018
Lisa Jeanine WilsonAmeriprise Financial Services, Inc.Investment Professionals, Inc.$5007-13-2018
Trevor John LintonAmeriprise Financial Services, Inc.Investment Professionals, Inc.$15007-03-2018
Daniel Wayne CookAmeriprise Financial Services, Inc.Investment Professionals, Inc.$2506-22-2018
David Neihart, Douglas Royle, Brent Neihart, Camden Fells, Eric Wynkoop, Johnnie HuffAmeriprise Financial Services, Inc.Wells Fargo Advisors$36910-06-2017
Johnnie Carl HuffAmeriprise Financial Services, Inc.Wells Fargo Clearing Services, LLC$5010-06-2017
Eric Nathan WynkoopAmeriprise Financial Services, Inc.Wells Fargo Clearing Services, LLC$2510-06-2017
Camdon Welch FellsAmeriprise Financial Services, Inc.Wells Fargo Clearing Services, LLC$2110-06-2017
David James NeihartAmeriprise Financial Services, Inc.Wells Fargo Clearing Services, LLC10-06-2017
Brent William NeihartAmeriprise Financial Services, Inc.Wells Fargo Clearing Services, LLC10-06-2017
Robert Dale OlveraAmeriprise Financial Services, Inc.Allstate Financial Services, LLC01-06-2017
Chad Stephen LanghoferAmeriprise Financial Services, Inc.Independent Financial Group, LLC$1010-21-2016
Katrina Lynnette JonesAmeriprise Financial Services, Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated03-14-2016
Janelle Sue CooperAmeriprise Financial Services, Inc.Waddell & Reed$1001-08-2016
Travis Michael KvassayAmeriprise Financial Services, Inc.Morgan Stanley12-04-2015
Park UlrichAmeriprise Financial Services, Inc.Northwestern Mutual Investment Services, LLC07-08-2015
Mike Schaefer, Michael Berges, Dustin McWhirter, Darien Fritts, Steven LundeenAmeriprise Financial Services, Inc.Waddell & Reed$15302-20-2015
Michael James SchafferAmeriprise Financial Services, Inc.Waddell & Reed$5002-20-2015
Steven Alan LundeenAmeriprise Financial Services, Inc.Waddell & Reed$1002-20-2015
Christine Renee LangAmeriprise Financial Services, Inc.Waddell & Reed02-20-2015
Heather May LyleAmeriprise Financial Services, Inc.Waddell & Reed02-20-2015
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Showing 1 to 25 of 48 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.


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