Advisers on the Move TEST

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Wayne Roland WhitneyAmeriprise Financial Services, Inc.Raymond James Financial Services, Inc.$10012-13-2013
Victor Jay EdwardsAmeriprise Financial Services, Inc.Edward Jones11-06-2009
Tyler David HallaginAmeriprise Financial Services, Inc.Waddell & Reed02-20-2015
Travis Michael KvassayAmeriprise Financial Services, Inc.Morgan Stanley$50012-04-2015
Steven Eugene PohleAmeriprise Financial Services, Inc.Nfp Advisor Services$50010-18-2013
Steven Alan LundeenAmeriprise Financial Services, Inc.Waddell & Reed$10002-20-2015
Stacey Denise ParkerAmeriprise Financial Services, Inc.Morgan Stanley$10011-16-2012
Scott Allan WilsonAmeriprise Financial Services, Inc.Cetera Investment Services LLC11-02-2015
Scott Allan WilsonAmeriprise Financial Services, Inc.LPL Financial LLC03-14-2014
Robert Dale OlveraAmeriprise Financial Services, Inc.Allstate Financial Services, LLC01-06-2017
Robert Charles RedelAmeriprise Financial Services, Inc.Signator Investors, Inc.$10011-05-2018
Reisha Lark FregoeAmeriprise Financial Services, Inc.Wells Fargo Clearing Services, LLC (Formerly Wells Fargo Advisors, LLC)11-21-2018
Park UlrichAmeriprise Financial Services, Inc.Northwestern Mutual Investment Services, LLC07-08-2015
Pamela Jean Kohman SchneiderAmeriprise Financial Services, Inc.MWA Financial Services Inc.$50002-01-2019
Owen Alton SloanAmeriprise Financial Services, Inc.Calton & Associates, Inc.$60011-09-2017
Morris Neeley Campbell IIAmeriprise Financial Services, Inc.Wells Fargo Clearing Services, LLC (Formerly Wells Fargo Advisors, LLC)04-02-2015
Michael K. BergesAmeriprise Financial Services, Inc.Waddell & Reed02-20-2015
Michael James SchafferAmeriprise Financial Services, Inc.Waddell & Reed$50002-20-2015
Michael Fred ZandersAmeriprise Financial Services, Inc.Nfp Advisor Services$10010-18-2013
Michael Francis RichardsAmeriprise Financial Services, Inc.Edward Jones11-15-2018
Mary Elaine CloydAmeriprise Financial Services, Inc.Wells Fargo Clearing Services, LLC (Formerly Wells Fargo Advisors, LLC)$20012-11-2009
Mary Beth WestonAmeriprise Financial Services, Inc.Wells Fargo Clearing Services, LLC (Formerly Wells Fargo Advisors, LLC)$50011-23-2009
Mark Joseph SachseAmeriprise Financial Services, Inc.Robert W. Baird & Co. Incorporated$50008-06-2010
Lori Ann RichardsonAmeriprise Financial Services, Inc.Edward Jones11-12-2009
Kevin Wayne TaylorAmeriprise Financial Services, Inc.Oppenheimer & Co. Inc.$25001-18-2012
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Showing 1 to 25 of 57 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.