Advisers on the Move TEST

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Latest moves

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Dustin Allen StullAmeriprise Financial Services, Inc.Raymond James Financial Services Advisors, Inc02-21-2020
Christopher M. JacobyAmeriprise Financial Services, Inc.Waddell & Reed02-13-2019
Emily Marie PageAmeriprise Financial Services, Inc.MWA Financial Services Inc.02-01-2019
Reisha Lark FregoeAmeriprise Financial Services, Inc.Wells Fargo Clearing Services, LLC (Formerly Wells Fargo Advisors, LLC)11-21-2018
Michael Francis RichardsAmeriprise Financial Services, Inc.Edward Jones11-15-2018
Brent William NeihartAmeriprise Financial Services, Inc.Wells Fargo Clearing Services, LLC (Formerly Wells Fargo Advisors, LLC)10-06-2017
Robert Dale OlveraAmeriprise Financial Services, Inc.Allstate Financial Services, LLC01-06-2017
Katrina Lynnette JonesAmeriprise Financial Services, Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated03-14-2016
Kelsey Marie ThieszenAmeriprise Financial Services, Inc.Waddell & Reed01-08-2016
George Ellis BergesonAmeriprise Financial Services, Inc.Oppenheimer & Co. Inc.11-20-2015
Scott Allan WilsonAmeriprise Financial Services, Inc.Cetera Investment Services LLC11-02-2015
Park UlrichAmeriprise Financial Services, Inc.Northwestern Mutual Investment Services, LLC07-08-2015
Morris Neeley Campbell IIAmeriprise Financial Services, Inc.Wells Fargo Clearing Services, LLC (Formerly Wells Fargo Advisors, LLC)04-02-2015
Michael K. BergesAmeriprise Financial Services, Inc.Waddell & Reed02-20-2015
Dustin Mabry McWhirterAmeriprise Financial Services, Inc.Waddell & Reed02-20-2015
Tyler David HallaginAmeriprise Financial Services, Inc.Waddell & Reed02-20-2015
Scott Allan WilsonAmeriprise Financial Services, Inc.LPL Financial LLC03-14-2014
David S WaglerAmeriprise Financial Services, Inc.Wilbanks Securities, Inc.05-08-2013
Deann Elaine ShinkleAmeriprise Financial Services, Inc.U.S. Bancorp Investments, Inc.01-13-2012
Dustin D. LentzAmeriprise Financial Services, Inc.Uvest Financial Services Group, Inc.02-23-2011
Lori Ann RichardsonAmeriprise Financial Services, Inc.Edward Jones11-12-2009
Victor Jay EdwardsAmeriprise Financial Services, Inc.Edward Jones11-06-2009
Robert Charles RedelAmeriprise Financial Services, Inc.Signator Investors, Inc.$10011-05-2018
David James NeihartAmeriprise Financial Services, Inc.Wells Fargo Clearing Services, LLC (Formerly Wells Fargo Advisors, LLC)$10010-06-2017
Douglas Scott RoyleAmeriprise Financial Services, Inc.Wells Fargo Clearing Services, LLC (Formerly Wells Fargo Advisors, LLC)$10010-06-2017
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Showing 1 to 25 of 57 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.