Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Adam Francis ReeseAmeriprise Financial Services, Inc.Edward Jones08-13-2019
Amy Kathleen WiitalaAmeriprise Financial Services, Inc.Chase Investment Services Corp.$50008-20-2010
Andrew Ryan JonesAmeriprise Financial Services, Inc.ARGI Investment Services, LLC12-18-2018
Angela Jo McMainAmeriprise Financial Services, Inc.LPL Financial LLC10-18-2013
April Lynn HessAmeriprise Financial Services, Inc.Wells Fargo Clearing Services, LLC (Formerly Wells Fargo Advisors, LLC)08-03-2017
Belinda Gail GantzAmeriprise Financial Services, Inc.Lincoln Financial Advisors Corporation$50005-12-2011
Bingjing XuAmeriprise Financial Services, Inc.J.J.B. Hilliard, W.L. Lyons, LLC11-17-2017
Byron Keith AkersAmeriprise Financial Services, Inc.Edward Jones$10006-09-2017
Charles David PhelpsAmeriprise Financial Services, Inc.J.J.B. Hilliard, W.L. Lyons, LLC$50010-13-2017
Christopher Joseph MalloryAmeriprise Financial Services, Inc.Wells Fargo Clearing Services, LLC (Formerly Wells Fargo Advisors, LLC)02-07-2014
Colleen Kelly AbateAmeriprise Financial Services, Inc.ARGI Investment Services, LLC09-26-2018
David A. SuttonAmeriprise Financial Services, Inc.Edward Jones06-19-2014
David Lee AnnekenAmeriprise Financial Services, Inc.1st Global Capital Corp.$10011-03-2014
Dinah Lee ShelleyAmeriprise Financial Services, Inc.Wells Fargo Advisors Financial Network, LLC$10002-01-2018
Dwight William RichAmeriprise Financial Services, Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated$10010-02-2015
Emma Catherine MullinsAmeriprise Financial Services, Inc.Fidelity Brokerage Services LLC05-04-2017
Frederick W Snyder Jr.Ameriprise Financial Services, Inc.J.J.B. Hilliard, W.L. Lyons, LLC$15011-17-2017
Fritz Maximillian DlabikAmeriprise Financial Services, Inc.The O.N. Equity Sales Company06-02-2011
Gareth Albert DehnerAmeriprise Financial Services, Inc.Wells Fargo Clearing Services, LLC (Formerly Wells Fargo Advisors, LLC)$10007-12-2019
Gary BouchAmeriprise Financial Services, Inc.Waddell & Reed$5704-22-2013
Geoffrey L ScanlonAmeriprise Financial Services, Inc.Royal Alliance Associates, Inc.11-07-2017
Glenn Forrester TaylorAmeriprise Financial Services, Inc.Pruco Securities, LLC.07-13-2015
James Bradford OnkstAmeriprise Financial Services, Inc.UBS Financial Services Inc.$10003-09-2018
James Hibbert WatsonAmeriprise Financial Services, Inc.J.J.B. Hilliard, W.L. Lyons, LLC06-08-2018
James Lester StraussAmeriprise Financial Services, Inc.Royal Alliance Associates, Inc.$50011-07-2017
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Showing 1 to 25 of 47 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.


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