Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Richard Allan HintonAmeriprise Financial Services, Inc.Ameriprise Advisor Services, Inc.10-05-2009
Thomas Considine Braly Jr.Ameriprise Financial Services, Inc.H&R Block Financial Advisors, Inc.10-05-2009
Joseph Allen HebertAmeriprise Financial Services, Inc.H&R Block Financial Advisors, Inc.10-05-2009
Fernando Patron IIIAmeriprise Financial Services, Inc.H&R Block Financial Advisors, Inc.10-05-2009
Nathan Michael ForetAmeriprise Financial Services, Inc.H&R Block Financial Advisors, Inc.10-05-2009
Robert Reed Mendelson Jr.Ameriprise Financial Services, Inc.Ameriprise Advisor Services, Inc.10-05-2009
Spencer B. Harris Jr.Ameriprise Financial Services, Inc.Morgan Stanley10-30-2009
Rachelle ChrystalAmeriprise Financial Services, Inc.Wells Fargo Clearing Services, LLC12-07-2009
Thomas Alonzo Ogg IIIAmeriprise Financial Services, Inc.Morgan Stanley01-29-2010
Ramon Frank CestaAmeriprise Financial Services, Inc.Voya Financial Partners, LLC02-10-2010
Steele Stephen ArthurAmeriprise Financial Services, Inc.J.W. Cole Financial, Inc.03-29-2010
Thomas Paul Treuting Jr.Ameriprise Financial Services, Inc.Chase Investment Services Corp.$2504-30-2010
Todd Anthony SchmittAmeriprise Financial Services, Inc.Morgan Stanley$1007-02-2010
Robert L. Smith Jr.Ameriprise Financial Services, Inc.New England Securities08-25-2010
Robert Keith IncapreraAmeriprise Financial Services, Inc.Morgan Stanley$5001-14-2011
Belinda Lewis BatisteAmeriprise Financial Services, Inc.Chase Investment Services Corp.$5004-29-2011
Terry Pearce BlackmanAmeriprise Financial Services, Inc.Edward Jones12-02-2011
Chad P. DusangAmeriprise Financial Services, Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated06-26-2012
Arthur Hammond ScottAmeriprise Financial Services, Inc.Edward Jones$1009-14-2012
Jeremy John StarrAmeriprise Financial Services, Inc.UBS Financial Services Inc.10-12-2012
Steven Lamar RiceAmeriprise Financial Services, Inc.Edward Jones11-02-2012
David Perry IndestAmeriprise Financial Services, Inc.Edward Jones$15002-15-2013
William Bruce MulveyAmeriprise Financial Services, Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated12-06-2013
James Donovan MulveyAmeriprise Financial Services, Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated12-06-2013
Ray Paul Hebert Jr.Ameriprise Financial Services, Inc.MetLife Securities Inc.01-17-2014
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Showing 1 to 25 of 62 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.

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