Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Andrew Robert SeaboughAmeriprise Financial Services, Inc.Hancock Whitney Investment Services Inc.02-15-2019
Arthur Hammond ScottAmeriprise Financial Services, Inc.Edward Jones$1009-14-2012
Belinda Lewis BatisteAmeriprise Financial Services, Inc.Chase Investment Services Corp.$5004-29-2011
Brian Joseph FlynnAmeriprise Financial Services, Inc.LPL Financial LLC$5002-21-2019
Brian Lee OhnoutkaAmeriprise Financial Services, Inc.Investment Professionals, Inc.$2506-22-2018
Catherine Hoffman LovellAmeriprise Financial Services, Inc.Wells Fargo Clearing Services, LLC$5006-20-2017
Chad P. DusangAmeriprise Financial Services, Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated06-26-2012
Christopher John HitzmanAmeriprise Financial Services, Inc.MetLife Securities Inc.$1001-21-2014
Christopher Michael KingAmeriprise Financial Services, Inc.J.P. Morgan Securities LLC$15002-06-2015
Christopher SteinsholtAmeriprise Financial Services, Inc.Edward Jones03-01-2019
Crissy Puckett ShirleyAmeriprise Financial Services, Inc.LPL Financial LLC$1,00002-21-2019
David Perry IndestAmeriprise Financial Services, Inc.Edward Jones$15002-15-2013
Deborah Lynn RollandAmeriprise Financial Services, Inc.Investment Professionals, Inc.$15006-22-2018
Diana Landry MatherneAmeriprise Financial Services, Inc.Securian Financial Services, Inc.$5002-12-2016
Douglas A. LawrenceAmeriprise Financial Services, Inc.Hilltop Securities Independent Network Inc.$5002-05-2016
Drew JohnsonAmeriprise Financial Services, Inc.Raymond James Financial Services, Inc.01-25-2019
Fernando Patron IIIAmeriprise Financial Services, Inc.H&R Block Financial Advisors, Inc.10-05-2009
Gregory James HildebrandAmeriprise Financial Services, Inc.Transamerica Financial Advisors, Inc$5010-02-2014
James Donovan MulveyAmeriprise Financial Services, Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated12-06-2013
Jeffrey Draughon, Joseph Bollinger Jr., Michael Upton, Samuel Marino Jr., Brian Flynn, Stanley Bollinger, Crissy Shirley, John Lenahan and Lori DeckerAmeriprise Financial Services, Inc.LPL Financial LLC LLC$63302-21-2019
Jeffrey Lee DraughonAmeriprise Financial Services, Inc.LPL Financial LLC$10002-21-2019
Jeremy John StarrAmeriprise Financial Services, Inc.UBS Financial Services Inc.10-12-2012
Joe CunninghamAmeriprise Financial Services, Inc.SagePoint Financial$7307-15-2016
John Ellis LenahanAmeriprise Financial Services, Inc.LPL Financial LLC02-21-2019
Jose Antonio VasquezAmeriprise Financial Services, Inc.Investment Professionals, Inc.$5006-22-2018
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Showing 1 to 25 of 62 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.


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