Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Stephen Joseph GesualdiAmeriprise Financial Services, Inc.UBS Financial Services Inc.$50009-27-2019
Ralph Edward LabriolaAmeriprise Financial Services, Inc.Stifel, Nicolaus & Company, Incorporated$50009-27-2019
Stephen John BenakAmeriprise Financial Services, Inc.Morgan Stanley04-09-2019
Julia May DurosAmeriprise Financial Services, Inc.Morgan Stanley02-15-2019
Susan Lee KarschAmeriprise Financial Services, Inc.Raymond James Financial Services, Inc.$50002-04-2019
Edward A. Karsch Jr.Ameriprise Financial Services, Inc.Raymond James Financial Services, Inc.02-04-2019
Eva ValentineAmeriprise Financial Services, Inc.Summit Brokerage Services, Inc.$10011-30-2018
Jonathan Dean SalaciakAmeriprise Financial Services, Inc.Wells Fargo Clearing Services, LLC (Formerly Wells Fargo Advisors, LLC)10-04-2018
Jim Zien, Kate Zien, Dennis GeroAmeriprise Financial Services, Inc.Commonwealth Financial Network$8809-28-2018
Stephen Laurence CraigAmeriprise Financial Services, Inc.Wells Fargo Clearing Services, LLC (Formerly Wells Fargo Advisors, LLC)$10009-28-2018
Robert Cezar AndrewsAmeriprise Financial Services, Inc.Wells Fargo Clearing Services, LLC (Formerly Wells Fargo Advisors, LLC)$50009-28-2018
Robert Michael SavageAmeriprise Financial Services, Inc.Wells Fargo Clearing Services, LLC (Formerly Wells Fargo Advisors, LLC)$50009-28-2018
Carmine Paul ZottoliAmeriprise Financial Services, Inc.Wells Fargo Clearing Services, LLC (Formerly Wells Fargo Advisors, LLC)$10008-24-2018
Gerard Joseph Hayes Jr.Ameriprise Financial Services, Inc.Prospera Financial Services, Inc.$25008-24-2018
Hilary Elizabeth O'MalleyAmeriprise Financial Services, Inc.Prospera Financial Services, Inc.08-24-2018
Thomas P Fiorentino Jr.Ameriprise Financial Services, Inc.Prospera Financial Services, Inc.08-24-2018
Philip Joseph MahoneyAmeriprise Financial Services, Inc.Prospera Financial Services, Inc.08-24-2018
Jonathan David PierceAmeriprise Financial Services, Inc.Prospera Financial Services, Inc.08-24-2018
Maureen Patricia BurgessAmeriprise Financial Services, Inc.TD Ameritrade, Inc.$10005-18-2018
Denis Michael DrummeyAmeriprise Financial Services, Inc.LPL Financial LLC05-09-2018
Vincent Leonard PetrangeloAmeriprise Financial Services, Inc.Raymond James & Associates, Inc.$15004-20-2018
Daryl F DevillierAmeriprise Financial Services, Inc.Raymond James & Associates, Inc.$15004-20-2018
Andrew Lee LewisAmeriprise Financial Services, Inc.NYLIFE Securities LLC03-14-2018
Nataliya OrbiteAmeriprise Financial Services, Inc.Fidelity Brokerage Services LLC03-06-2018
Laurel A. JablonskiAmeriprise Financial Services, Inc.Raymond James Financial Services, Inc.01-30-2018
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Showing 1 to 25 of 131 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.

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