Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Ralph Edward LabriolaAmeriprise Financial Services, Inc.Stifel, Nicolaus & Company, Incorporated$5009-27-2019
Ralph Edward LabriolaAmeriprise Financial Services, Inc.Stifel, Nicolaus & Company, Incorporated$5009-27-2019
Susan Lee KarschAmeriprise Financial Services, Inc.Raymond James Financial Services, Inc.$5002-04-2019
Edward A. Karsch Jr.Ameriprise Financial Services, Inc.Raymond James Financial Services, Inc.02-04-2019
Eva ValentineAmeriprise Financial Services, Inc.Summit Brokerage Services, Inc.$1011-30-2018
Stephen Laurence CraigAmeriprise Financial Services, Inc.Wells Fargo Clearing Services, LLC$10009-28-2018
Robert Cezar AndrewsAmeriprise Financial Services, Inc.Wells Fargo Clearing Services, LLC$5009-28-2018
Robert Michael SavageAmeriprise Financial Services, Inc.Wells Fargo Clearing Services, LLC$5009-28-2018
James Michael WilliamsAmeriprise Financial Services, Inc.Investment Professionals, Inc.$5009-11-2018
Christopher James O'BrienAmeriprise Financial Services, Inc.Investment Professionals, Inc.09-11-2018
Thomas Francis LeoneAmeriprise Financial Services, Inc.Investment Professionals, Inc.09-11-2018
Carmine Paul ZottoliAmeriprise Financial Services, Inc.Wells Fargo Clearing Services, LLC$1,00008-24-2018
Gerard Joseph Hayes Jr.Ameriprise Financial Services, Inc.Prospera Financial Services, Inc.$2508-24-2018
Hilary Elizabeth O'MalleyAmeriprise Financial Services, Inc.Prospera Financial Services, Inc.08-24-2018
Thomas P Fiorentino Jr.Ameriprise Financial Services, Inc.Prospera Financial Services, Inc.08-24-2018
Jonathan David PierceAmeriprise Financial Services, Inc.Prospera Financial Services, Inc.08-24-2018
Patrick William PironeAmeriprise Financial Services, Inc.Investment Professionals, Inc.$5006-25-2018
Frederick James Gillis IIIAmeriprise Financial Services, Inc.Investment Professionals, Inc.$5006-22-2018
Mark S AlexanderAmeriprise Financial Services, Inc.Investment Professionals, Inc.$5006-22-2018
Daniel Myron MillerAmeriprise Financial Services, Inc.Investment Professionals, Inc.$2506-22-2018
Clifford Raymond GastAmeriprise Financial Services, Inc.Investment Professionals, Inc.06-22-2018
Timothy James LazcanoAmeriprise Financial Services, Inc.Investment Professionals, Inc.$2506-21-2018
Maureen Patricia BurgessAmeriprise Financial Services, Inc.TD Ameritrade, Inc.05-18-2018
Vincent Leonard PetrangeloAmeriprise Financial Services, Inc.Raymond James & Associates, Inc.$1,50004-20-2018
Daryl F DevillierAmeriprise Financial Services, Inc.Raymond James & Associates, Inc.$1,50004-20-2018
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Showing 1 to 25 of 99 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.

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