Advisers on the Move TEST

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves

Filters

Adviser(s) Firm joining Firm leaving AUM ($M) Date
John David KavalerAmeriprise Financial Services, Inc.Banc of America Investment Services, Inc.$50001-09-2009
Joseph Kennon JayneAmeriprise Financial Services, Inc.Banc of America Investment Services, Inc.02-24-2009
Paul Joseph GreeneAmeriprise Financial Services, Inc.Banc of America Investment Services, Inc.02-24-2009
Michael F ThomassenAmeriprise Financial Services, Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated03-03-2009
James Timothy FuerstnauAmeriprise Financial Services, Inc.UBS Financial Services Inc.$15004-21-2009
Kurt Marcus CarlsonAmeriprise Financial Services, Inc.Banc of America Investment Services, Inc.$50006-26-2009
Martin David GreenAmeriprise Financial Services, Inc.Edward Jones$15010-30-2009
Daniel Joseph HobanAmeriprise Financial Services, Inc.Wells Fargo Clearing Services, LLC (Formerly Wells Fargo Advisors, LLC)11-06-2009
Anthony Richard MassaroneAmeriprise Financial Services, Inc.BrokersXpress LLC02-24-2010
Alfred Peter BaranAmeriprise Financial Services, Inc.Janney Montgomery Scott LLC$10003-17-2010
Joseph Vincent Sciacca Jr.Ameriprise Financial Services, Inc.Edward Jones$50004-23-2010
Paul K KapurAmeriprise Financial Services, Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated04-23-2010
Kirk Moritz AndersonAmeriprise Financial Services, Inc.Moors & Cabot, Inc.05-28-2010
Amanda Joy WilleyAmeriprise Financial Services, Inc.Money Concepts Capital Corp$25008-09-2010
James Christopher GibsonAmeriprise Financial Services, Inc.Morgan Stanley$10009-24-2010
Diana V. SmithAmeriprise Financial Services, Inc.UBS Financial Services Inc.12-06-2010
Alfred Ramnel DrouinAmeriprise Financial Services, Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated$50002-18-2011
Paul Arthur RomanoAmeriprise Financial Services, Inc.Principal Securities, Inc.$10002-25-2011
Harish Chander DangAmeriprise Financial Services, Inc.Morgan Stanley$25004-15-2011
Matthew Bliss LaneAmeriprise Financial Services, Inc.Wells Fargo Clearing Services, LLC (Formerly Wells Fargo Advisors, LLC)05-27-2011
Thomas Patrick CurranAmeriprise Financial Services, Inc.Equity Services, Inc.$25007-25-2011
Jason Bernhardt TholanderAmeriprise Financial Services, Inc.Wells Fargo Clearing Services, LLC (Formerly Wells Fargo Advisors, LLC)$50008-12-2011
Keith Alan WeinsteinAmeriprise Financial Services, Inc.Morgan Stanley09-30-2011
Robert Mason Stone IIAmeriprise Financial Services, Inc.Morgan Stanley$15001-06-2012
Timothy Maurice GriffinAmeriprise Financial Services, Inc.Morgan Stanley$25001-13-2012
Next Page »

Showing 1 to 25 of 132 entries

Page 1 | 2 | 3 | 4 | 5 | 6

Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.