Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Adam Jay RudikoffAmeriprise Financial Services, Inc.Signator Investors, Inc.$1009-06-2016
Adrienne Elizabeth RowlesAmeriprise Financial Services, Inc.Raymond James Financial Services, Inc.04-21-2017
Alfred George Weaver Jr.Ameriprise Financial Services, Inc.Morgan Stanley09-28-2012
Alfred Peter BaranAmeriprise Financial Services, Inc.Janney Montgomery Scott LLC$10003-17-2010
Alfred Ramnel DrouinAmeriprise Financial Services, Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated02-18-2011
Amanda Joy WilleyAmeriprise Financial Services, Inc.Money Concepts Capital Corp$1008-09-2010
Anthony John SalernoAmeriprise Financial Services, Inc.RBC Capital Markets, LLC12-07-2017
Barbara Ann CantwellAmeriprise Financial Services, Inc.Edward Jones$5010-05-2012
Barbara Ann CaseAmeriprise Financial Services, Inc.Moors & Cabot, Inc.10-11-2013
Benjamin Jay SilbermanAmeriprise Financial Services, Inc.Oppenheimer & Co. Inc.$1008-31-2012
Bradford Joseph RindlerAmeriprise Financial Services, Inc.AXA Advisors, LLC$10004-10-2015
Brian James WymanAmeriprise Financial Services, Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated12-14-2012
Brian McCarrenAmeriprise Financial Services, Inc.Janney Montgomery Scott$11402-13-2012
Brian Patrick McCarrenAmeriprise Financial Services, Inc.Janney Montgomery Scott LLC$10002-10-2012
Bryan Edward NelsonAmeriprise Financial Services, Inc.Columbia Management Investment Distributors, Inc.$5001-20-2015
Carmine Paul ZottoliAmeriprise Financial Services, Inc.Wells Fargo Clearing Services, LLC$1,00008-24-2018
Charles Michael HarveyAmeriprise Financial Services, Inc.UBS Financial Services Inc.$10011-16-2015
Christopher B. AlvanosAmeriprise Financial Services, Inc.BHA Select Network, LLC11-23-2016
Christopher James O'BrienAmeriprise Financial Services, Inc.Investment Professionals, Inc.09-11-2018
Clifford Raymond GastAmeriprise Financial Services, Inc.Investment Professionals, Inc.06-22-2018
Daniel Myron MillerAmeriprise Financial Services, Inc.Investment Professionals, Inc.$2506-22-2018
Daniel Richard HallAmeriprise Financial Services, Inc.H&R Block Financial Advisors, Inc.10-05-2009
Darlene R. OuelletteAmeriprise Financial Services, Inc.Edward Jones11-16-2016
Daryl F DevillierAmeriprise Financial Services, Inc.Raymond James & Associates, Inc.$1,50004-20-2018
David Rowen ReillyAmeriprise Financial Services, Inc.LPL Financial LLC09-13-2017
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Showing 1 to 25 of 97 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.


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