Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Edward A. Karsch Jr.Ameriprise Financial Services, Inc.Raymond James Financial Services, Inc.02-04-2019
Christopher James O'BrienAmeriprise Financial Services, Inc.Investment Professionals, Inc.09-11-2018
Thomas Francis LeoneAmeriprise Financial Services, Inc.Investment Professionals, Inc.09-11-2018
Hilary Elizabeth O'MalleyAmeriprise Financial Services, Inc.Prospera Financial Services, Inc.08-24-2018
Thomas P Fiorentino Jr.Ameriprise Financial Services, Inc.Prospera Financial Services, Inc.08-24-2018
Jonathan David PierceAmeriprise Financial Services, Inc.Prospera Financial Services, Inc.08-24-2018
Clifford Raymond GastAmeriprise Financial Services, Inc.Investment Professionals, Inc.06-22-2018
Maureen Patricia BurgessAmeriprise Financial Services, Inc.TD Ameritrade, Inc.05-18-2018
Nataliya OrbiteAmeriprise Financial Services, Inc.Fidelity Brokerage Services LLC03-06-2018
Anthony John SalernoAmeriprise Financial Services, Inc.RBC Capital Markets, LLC12-07-2017
Kelly A. WoerdemanAmeriprise Financial Services, Inc.MML Investors Services, LLC11-10-2017
Nicolas Timmothy Crieg CurtisAmeriprise Financial Services, Inc.Commonwealth Financial Network09-27-2017
David Rowen ReillyAmeriprise Financial Services, Inc.LPL Financial LLC09-13-2017
Parker Joseph WisemanAmeriprise Financial Services, Inc.Morgan Stanley08-17-2017
Edward George BoscherAmeriprise Financial Services, Inc.Anthem Securities, Inc.06-09-2017
Adrienne Elizabeth RowlesAmeriprise Financial Services, Inc.Raymond James Financial Services, Inc.04-21-2017
Christopher B. AlvanosAmeriprise Financial Services, Inc.BHA Select Network, LLC11-23-2016
Darlene R. OuelletteAmeriprise Financial Services, Inc.Edward Jones11-16-2016
Michael MiccicheAmeriprise Financial Services, Inc.Unified Financial Securities, LLC12-07-2015
Steven Thomas HealeyAmeriprise Financial Services, Inc.Mutual of Omaha Investor Services, Inc.11-11-2015
Paul Curtis ProbolusAmeriprise Financial Services, Inc.JHS Capital Advisors, LLC08-14-2015
Paul David McHughAmeriprise Financial Services, Inc.1st Global Capital Corp.12-01-2014
Tristin Michelle HotalingAmeriprise Financial Services, Inc.Mercer Allied Company, L.P.09-30-2014
Nicholas Charles AlvanosAmeriprise Financial Services, Inc.Commonwealth Financial Network09-22-2014
Rohan Hiten MehtaAmeriprise Financial Services, Inc.Fidelity Investments Institutional Services Company, Inc.02-14-2014
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Showing 1 to 25 of 99 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.


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