Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Matthew Partridge NeelyAmeriprise Financial Services, Inc.Wells Fargo Advisors Financial Network, LLC$69009-02-2016
Stephen Joseph GesualdiAmeriprise Financial Services, Inc.UBS Financial Services Inc.$50009-27-2019
Ralph Edward LabriolaAmeriprise Financial Services, Inc.Stifel, Nicolaus & Company, Incorporated$50009-27-2019
Susan Lee KarschAmeriprise Financial Services, Inc.Raymond James Financial Services, Inc.$50002-04-2019
Robert Cezar AndrewsAmeriprise Financial Services, Inc.Wells Fargo Clearing Services, LLC (Formerly Wells Fargo Advisors, LLC)$50009-28-2018
Robert Michael SavageAmeriprise Financial Services, Inc.Wells Fargo Clearing Services, LLC (Formerly Wells Fargo Advisors, LLC)$50009-28-2018
Kelly A. WoerdemanAmeriprise Financial Services, Inc.MML Investors Services, LLC$50011-10-2017
Jay S. GordonAmeriprise Financial Services, Inc.Morgan Stanley$50011-02-2017
William HeronAmeriprise Financial Services, Inc.UBS Financial Services Inc.$50012-15-2016
Todd William DarlingAmeriprise Financial Services, Inc.Wells Fargo Clearing Services, LLC (Formerly Wells Fargo Advisors, LLC)$50009-30-2016
Joshua Basden ShepherdAmeriprise Financial Services, Inc.UBS Financial Services Inc.$50010-30-2015
William Charles RobinsonAmeriprise Financial Services, Inc.Oppenheimer & Co. Inc.$50010-03-2014
John Francis MoranAmeriprise Financial Services, Inc.Royal Alliance Associates, Inc.$50010-02-2013
Barbara Ann CantwellAmeriprise Financial Services, Inc.Edward Jones$50010-05-2012
John T WorcesterAmeriprise Financial Services, Inc.Morgan Stanley$50009-28-2012
Jason Bernhardt TholanderAmeriprise Financial Services, Inc.Wells Fargo Clearing Services, LLC (Formerly Wells Fargo Advisors, LLC)$50008-12-2011
Alfred Ramnel DrouinAmeriprise Financial Services, Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated$50002-18-2011
Joseph Vincent Sciacca Jr.Ameriprise Financial Services, Inc.Edward Jones$50004-23-2010
Kurt Marcus CarlsonAmeriprise Financial Services, Inc.Banc of America Investment Services, Inc.$50006-26-2009
John David KavalerAmeriprise Financial Services, Inc.Banc of America Investment Services, Inc.$50001-09-2009
Mark McCormack, Gary Guglielmello, Eric Riggin, Anthony Lopopolo, Gary Holland, Aaron KohlAmeriprise Financial Services, Inc.Voya Financial Advisors$32305-01-2015
Gerard Joseph Hayes Jr.Ameriprise Financial Services, Inc.Prospera Financial Services, Inc.$25008-24-2018
Nicolas Timmothy Crieg CurtisAmeriprise Financial Services, Inc.Commonwealth Financial Network$25009-27-2017
David Rowen ReillyAmeriprise Financial Services, Inc.LPL Financial LLC$25009-13-2017
Timothy Tyler TraubAmeriprise Financial Services, Inc.Commonwealth Financial Network$25010-13-2016
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Showing 1 to 25 of 131 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.


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