Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Richard Berg Zsakany Jr.Ameriprise Financial Services, Inc.H&R Block Financial Advisors, Inc.$10010-05-2009
Kimble Pierce HardmanAmeriprise Financial Services, Inc.H&R Block Financial Advisors, Inc.10-05-2009
Henry Elon Slyker IIAmeriprise Financial Services, Inc.H&R Block Financial Advisors, Inc.10-05-2009
Michael Todd BrezovecAmeriprise Financial Services, Inc.H&R Block Financial Advisors, Inc.10-05-2009
John Fanning HaleyAmeriprise Financial Services, Inc.H&R Block Financial Advisors, Inc.10-05-2009
Kristopher Aaron JohannssenAmeriprise Financial Services, Inc.H&R Block Financial Advisors, Inc.10-05-2009
Scott Alan KatzenbargerAmeriprise Financial Services, Inc.H&R Block Financial Advisors, Inc.10-05-2009
Michael Edward SommerfieldAmeriprise Financial Services, Inc.H&R Block Financial Advisors, Inc.10-05-2009
Scott Craig FalkowitzAmeriprise Financial Services, Inc.H&R Block Financial Advisors, Inc.10-05-2009
Amy Elizabeth RobertsAmeriprise Financial Services, Inc.H&R Block Financial Advisors, Inc.10-05-2009
Bobby D HarrisAmeriprise Financial Services, Inc.H&R Block Financial Advisors, Inc.10-05-2009
Benjamin Karl HoffmanAmeriprise Financial Services, Inc.H&R Block Financial Advisors, Inc.10-05-2009
Jeaneen Bickford MonkAmeriprise Financial Services, Inc.H&R Block Financial Advisors, Inc.10-05-2009
George Andrew KrzywickiAmeriprise Financial Services, Inc.H&R Block Financial Advisors, Inc.10-05-2009
William Walter GammonAmeriprise Financial Services, Inc.Centaurus Financial, Inc.$10002-05-2010
Steven Edward VozenilekAmeriprise Financial Services, Inc.Morgan Stanley$1010-28-2011
Laurie Poms O'TooleAmeriprise Financial Services, Inc.Morgan Stanley$1001-12-2012
Michelle Renee OwensAmeriprise Financial Services, Inc.Edelman Financial Services LLC$20002-21-2012
Vernon ThomasAmeriprise Financial Services, Inc.Morgan Stanley$2503-09-2012
Matthew S. SnyderAmeriprise Financial Services, Inc.Morgan Stanley05-02-2012
Douglas Brant SteadAmeriprise Financial Services, Inc.Wells Fargo Clearing Services, LLC$2503-15-2013
Steven Daniel HoffmanAmeriprise Financial Services, Inc.Commerce One Financial Inc.08-09-2013
Derek Steven FishAmeriprise Financial Services, Inc.UBS Financial Services Inc.09-13-2013
Justin Hayden WoelperAmeriprise Financial Services, Inc.RBC Capital Markets, LLC10-04-2013
Paul Andrew BirdAmeriprise Financial Services, Inc.Morgan Stanley06-06-2014
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Showing 1 to 25 of 49 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.

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