Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Sherrie Ingham, William Turner, Matthew Flynn, Branimir Milosevic, Thomas Seidl, Richard BoschertAmeriprise Financial Services, Inc.Concorde Investment Services$12207-26-2019
Edward Walterhouse, Ryan FarisAmeriprise Financial Services, Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated$17508-09-2019
Michael James DoranAmeriprise Financial Services, Inc.Sigma Financial Corporation$1808-26-2019
Nicklaus R SerafiniAmeriprise Financial Services, Inc.PNC Investments06-19-2019
David Jeffrey PowellAmeriprise Financial Services, Inc.Wells Fargo Clearing Services, LLC06-05-2019
Paul Charles DemarkAmeriprise Financial Services, Inc.Morgan Stanley$15003-29-2019
Adam Brian CousinoAmeriprise Financial Services, Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated03-27-2019
Frank Mcnair Sims Jr.Ameriprise Financial Services, Inc.Stifel, Nicolaus & Company, Incorporated11-30-2018
Timothy DijakAmeriprise Financial Services, Inc.Raymond James$13911-02-2018
Timothy John DijakAmeriprise Financial Services, Inc.Raymond James & Associates, Inc.$10011-02-2018
Regan J. WildaAmeriprise Financial Services, Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated10-26-2018
Kenneth Michael OslerAmeriprise Financial Services, Inc.B. Riley Wealth Management10-19-2018
Wendy Lou MitchellAmeriprise Financial Services, Inc.SagePoint Financial, Inc.10-15-2018
Michael G. BrodowiczAmeriprise Financial Services, Inc.AXA Advisors, LLC07-20-2018
Jeffrey William NeumannAmeriprise Financial Services, Inc.J.J.B. Hilliard, W.L. Lyons, LLC05-18-2018
John Gerald MulkaAmeriprise Financial Services, Inc.VIMA, LLC05-18-2018
Anthony Michael CaruanaAmeriprise Financial Services, Inc.B. Riley Wealth Management$5003-29-2018
John George GellaschAmeriprise Financial Services, Inc.B. Riley Wealth Management$5003-29-2018
William Courtney FayAmeriprise Financial Services, Inc.Waddell & Reed$2503-29-2018
Raymond Carl RitterAmeriprise Financial Services, Inc.B. Riley Wealth Management03-29-2018
Kenneth Alan GassAmeriprise Financial Services, Inc.Waddell & Reed$1003-28-2018
Andrey IlyasovAmeriprise Financial Services, Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated03-16-2018
Frank Frederick PatrickAmeriprise Financial Services, Inc.B. Riley Wealth Management$15001-12-2018
David R. MabisAmeriprise Financial Services, Inc.Waddell & Reed11-06-2017
Jennifer Marella BessenAmeriprise Financial Services, Inc.Hantz Financial Services, Inc.10-26-2017
Next Page »

Showing 1 to 25 of 171 entries

Page 1 | 2 | 3 | 4 | 5 | 6 | 7

Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.


Hi! Glad you're here and we hope you like all the great work we do here at InvestmentNews. But what we do is expensive and is funded in part by our sponsors. So won't you show our sponsors a little love by whitelisting It'll help us continue to serve you.

Yes, show me how to whitelist

Ad blocker detected. Please whitelist us or give premium a try.