Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Thomas John SteidlAmeriprise Financial Services, Inc.Allianz Life Financial Services, LLC10-27-2014
Dustin Kyle RoederAmeriprise Financial Services, Inc.American Enterprise Investment Services Inc.07-21-2014
Jay Allen DobbsAmeriprise Financial Services, Inc.Ameriprise Advisor Services, Inc.10-05-2009
Paul Robert HarrisAmeriprise Financial Services, Inc.Ameriprise Advisor Services, Inc.10-05-2009
Timothy T TargettAmeriprise Financial Services, Inc.Ameriprise Advisor Services, Inc.10-05-2009
David Allen CovingtonAmeriprise Financial Services, Inc.Ameriprise Advisor Services, Inc.10-05-2009
David Jay BrandtAmeriprise Financial Services, Inc.Ameriprise Advisor Services, Inc.$5010-02-2009
David Lee KarpanAmeriprise Financial Services, Inc.Ameriprise Advisor Services, Inc.$2510-02-2009
James Earl Bates, Damian Louis NoldAmeriprise Financial Services, Inc.Askar Corp.$5010-15-2010
Luke John EllisAmeriprise Financial Services, Inc.Associated Investment Services, Inc.05-15-2015
Sam Louis ReberAmeriprise Financial Services, Inc.AXA Advisors, LLC02-28-2018
Peter J. RuhlAmeriprise Financial Services, Inc.AXA Advisors, LLC10-12-2016
Gayle Louise SiebenbrunerAmeriprise Financial Services, Inc.BancWest Investment Services, Inc.04-18-2019
Gregory Colin ParsonsAmeriprise Financial Services, Inc.Cetera Advisor Networks LLC06-16-2010
Thomas Charles DotzenrodAmeriprise Financial Services, Inc.Cetera Financial Specialists LLC10-22-2010
Jason Robert HoltAmeriprise Financial Services, Inc.Cetera Investment Services LLC02-05-2016
Chad Lee MurphyAmeriprise Financial Services, Inc.Columbia Management Investment Distributors, Inc.$5005-05-2010
Dennis Roger AhlmAmeriprise Financial Services, Inc.Columbia Management Investment Distributors, Inc.10-05-2009
Robert David ShinarAmeriprise Financial Services, Inc.Country Capital Management Company03-23-2011
Patrick Dwyer SellAmeriprise Financial Services, Inc.DWS Distributors, Inc.01-25-2017
Gary Lawrence WaltersAmeriprise Financial Services, Inc.Edward Jones11-16-2018
Donna Marie GundersonAmeriprise Financial Services, Inc.Edward Jones06-15-2018
Matthew Brian EdwardsAmeriprise Financial Services, Inc.Edward Jones09-26-2017
Mark A. JosephsAmeriprise Financial Services, Inc.Edward Jones08-31-2012
Jeffrey Allen JeffAmeriprise Financial Services, Inc.Edward Jones$1001-13-2012
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Showing 1 to 25 of 147 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.


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