Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Charles Walter Ladd Jr.Ameriprise Financial Services, Inc.Morgan Stanley & Co. LLC03-31-2009
Michael Anthony GearyAmeriprise Financial Services, Inc.Wells Fargo Clearing Services, LLC$5005-22-2009
Barry Wayne JateffAmeriprise Financial Services, Inc.H&R Block Financial Advisors, Inc.$5006-22-2009
Joss Louis D'SouzaAmeriprise Financial Services, Inc.H&R Block Financial Advisors, Inc.$5010-05-2009
John William AdamsAmeriprise Financial Services, Inc.H&R Block Financial Advisors, Inc.$2510-05-2009
Joseph Andrew RosenbaumAmeriprise Financial Services, Inc.H&R Block Financial Advisors, Inc.$2510-05-2009
Paul Joseph LiberatoreAmeriprise Financial Services, Inc.H&R Block Financial Advisors, Inc.$2510-05-2009
Milton Hayes Luce IIIAmeriprise Financial Services, Inc.H&R Block Financial Advisors, Inc.$2510-05-2009
Joseph Patrick DelargyAmeriprise Financial Services, Inc.H&R Block Financial Advisors, Inc.$1010-05-2009
Robert Frank Bokern Jr.Ameriprise Financial Services, Inc.H&R Block Financial Advisors, Inc.10-05-2009
David Paul FloehAmeriprise Financial Services, Inc.H&R Block Financial Advisors, Inc.10-05-2009
Tracey L CramerAmeriprise Financial Services, Inc.Ameriprise Advisor Services, Inc.10-05-2009
Rodney Adam SchmitzAmeriprise Financial Services, Inc.H&R Block Financial Advisors, Inc.10-05-2009
Tommy Joe ScrogginsAmeriprise Financial Services, Inc.H&R Block Financial Advisors, Inc.10-05-2009
John Bruce SteurerAmeriprise Financial Services, Inc.H&R Block Financial Advisors, Inc.10-05-2009
Eric Jason VospetteAmeriprise Financial Services, Inc.H&R Block Financial Advisors, Inc.10-05-2009
Patricia Emmelyn BaumerAmeriprise Financial Services, Inc.H&R Block Financial Advisors, Inc.10-05-2009
Gary Douglas KulikAmeriprise Financial Services, Inc.H&R Block Financial Advisors, Inc.10-05-2009
Gordon Adam RennardAmeriprise Financial Services, Inc.H&R Block Financial Advisors, Inc.10-05-2009
Betty Jean StewartAmeriprise Financial Services, Inc.H&R Block Financial Advisors, Inc.10-05-2009
Scott A McMillenAmeriprise Financial Services, Inc.H&R Block Financial Advisors, Inc.10-05-2009
Nicholas Edward FichterAmeriprise Financial Services, Inc.H&R Block Financial Advisors, Inc.10-05-2009
Halina Jozefa ContiAmeriprise Financial Services, Inc.H&R Block Financial Advisors, Inc.10-05-2009
Norman Brian SmithAmeriprise Financial Services, Inc.LPL Financial LLC10-07-2009
Danny George HirschAmeriprise Financial Services, Inc.FSC Securities Corporation$10011-12-2010
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Showing 1 to 25 of 55 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.

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