Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Phillip Patrick SielatyckiAmeriprise Financial Services, Inc.Banc of America Investment Services, Inc.$10001-09-2009
Joel Dermont AyersAmeriprise Financial Services, Inc.BB&T Securities, LLC12-19-2018
Catherine Cagle HarrisAmeriprise Financial Services, Inc.Blueprint Wealth Management06-07-2017
David Mitchell TwiddyAmeriprise Financial Services, Inc.BrokersXpress LLC08-03-2012
William Joseph SummervilleAmeriprise Financial Services, Inc.Cambridge Investment Research, Inc.12-09-2011
Karen Tuttle McCanlessAmeriprise Financial Services, Inc.Citigroup Global Markets Inc.$5005-29-2009
Michael Jonathan WrightAmeriprise Financial Services, Inc.Citigroup Global Markets Inc.05-22-2009
Randy Keith WalkerAmeriprise Financial Services, Inc.Citigroup Global Markets Inc.$2504-17-2009
Henry KahenAmeriprise Financial Services, Inc.Edward Jones$5006-10-2019
Martin M. SohovichAmeriprise Financial Services, Inc.Edward Jones02-12-2019
John David ToddAmeriprise Financial Services, Inc.Edward Jones03-15-2017
Kenneth Hedgecock BrownAmeriprise Financial Services, Inc.Edward Jones$1009-09-2016
Travis Scott WarrenAmeriprise Financial Services, Inc.Edward Jones09-03-2015
David Gene VarnerAmeriprise Financial Services, Inc.Edward Jones$2508-05-2015
Colleen Downey MitchellAmeriprise Financial Services, Inc.Edward Jones$1006-05-2015
James A. McCuaigAmeriprise Financial Services, Inc.Edward Jones05-18-2015
Chad R. BarberAmeriprise Financial Services, Inc.Edward Jones$7011-19-2014
Chad Robert BarberAmeriprise Financial Services, Inc.Edward Jones$2511-19-2014
Barbara Gayle HortonAmeriprise Financial Services, Inc.Edward Jones$2505-16-2014
Josh A. GarbertAmeriprise Financial Services, Inc.Edward Jones07-31-2012
Randy A. OverbyAmeriprise Financial Services, Inc.Edward Jones12-09-2011
Stephen Lee KiddAmeriprise Financial Services, Inc.Edward Jones$15007-22-2011
Michael Paul PhillipsAmeriprise Financial Services, Inc.Edward Jones$1005-12-2011
Cora Wallin WorleyAmeriprise Financial Services, Inc.First Citizens Investor Services, Inc.10-12-2017
Jack Christopher Walsh Sr.Ameriprise Financial Services, Inc.First Citizens Investor Services, Inc.12-12-2014
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Showing 1 to 25 of 63 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.


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