Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Will HadleyAmeriprise Financial Services, Inc.Wells Fargo Clearing Services, LLC$16608-30-2019
Henry KahenAmeriprise Financial Services, Inc.Edward Jones$5006-10-2019
John Stuart WatlingtonAmeriprise Financial Services, Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated03-15-2019
Martin M. SohovichAmeriprise Financial Services, Inc.Edward Jones02-12-2019
Joel Dermont AyersAmeriprise Financial Services, Inc.BB&T Securities, LLC12-19-2018
William Proctor Greathouse Jr.Ameriprise Financial Services, Inc.Oppenheimer & Co. Inc.12-14-2018
Jeffrey Scott ShealyAmeriprise Financial Services, Inc.Morgan Stanley09-21-2018
Peter De ArcangelisAmeriprise Financial Services, Inc.Wells Fargo Clearing Services, LLC$14008-03-2018
Brad Lee ClasbyAmeriprise Financial Services, Inc.Wells Fargo Clearing Services, LLC$5001-12-2018
Pamela Dawn ClasbyAmeriprise Financial Services, Inc.Wells Fargo Clearing Services, LLC$5001-12-2018
Cora Wallin WorleyAmeriprise Financial Services, Inc.First Citizens Investor Services, Inc.10-12-2017
Catherine Cagle HarrisAmeriprise Financial Services, Inc.Blueprint Wealth Management06-07-2017
John David ToddAmeriprise Financial Services, Inc.Edward Jones03-15-2017
Douglas Carl BoggieAmeriprise Financial Services, Inc.Wells Fargo Clearing Services, LLC$6611-04-2016
Kenneth Hedgecock BrownAmeriprise Financial Services, Inc.Edward Jones$1009-09-2016
William Franklin Britt Jr.Ameriprise Financial Services, Inc.Wells Fargo Clearing Services, LLC04-13-2016
Jon M NarducciAmeriprise Financial Services, Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated$2510-23-2015
Timothy Wade RuttAmeriprise Financial Services, Inc.VALIC Financial Advisors, Inc.10-05-2015
Bret Anson UrbanskiAmeriprise Financial Services, Inc.Wells Fargo Clearing Services, LLC$15009-04-2015
Karen Hendricks TrounsonAmeriprise Financial Services, Inc.Wells Fargo Clearing Services, LLC$10009-04-2015
Travis Scott WarrenAmeriprise Financial Services, Inc.Edward Jones09-03-2015
Mark Gregory AllbaughAmeriprise Financial Services, Inc.JHS Capital Advisors, LLC08-14-2015
David Gene VarnerAmeriprise Financial Services, Inc.Edward Jones$2508-05-2015
Ralph Thomas Truman Jr., Melissa Pruner SaleebyAmeriprise Financial Services, Inc.Morgan Stanley06-19-2015
Danny Lee PiggeAmeriprise Financial Services, Inc.SunTrust Investment Services, Inc.$5006-15-2015
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Showing 1 to 25 of 63 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.

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