Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Phillip Patrick SielatyckiAmeriprise Financial Services, Inc.Banc of America Investment Services, Inc.$10001-09-2009
Mitchell Clark HodgkissAmeriprise Financial Services, Inc.Wells Fargo Clearing Services, LLC02-26-2009
William Adona BagbyAmeriprise Financial Services, Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated$5004-17-2009
Randy Keith WalkerAmeriprise Financial Services, Inc.Citigroup Global Markets Inc.$2504-17-2009
Michael Jonathan WrightAmeriprise Financial Services, Inc.Citigroup Global Markets Inc.05-22-2009
Karen Tuttle McCanlessAmeriprise Financial Services, Inc.Citigroup Global Markets Inc.$5005-29-2009
Edwards Dorroh BrawleyAmeriprise Financial Services, Inc.H&R Block Financial Advisors, Inc.$5010-05-2009
Richard George KochAmeriprise Financial Services, Inc.H&R Block Financial Advisors, Inc.$5010-05-2009
Daniel Lloyd HanveyAmeriprise Financial Services, Inc.H&R Block Financial Advisors, Inc.10-05-2009
Raymond Thomas WatsonAmeriprise Financial Services, Inc.H&R Block Financial Advisors, Inc.10-05-2009
Lisa Anne MillerAmeriprise Financial Services, Inc.Securian Financial Services, Inc.12-18-2009
Robert Thomas Watral Jr.Ameriprise Financial Services, Inc.Morgan Stanley$5011-12-2010
John Thomas Johnson Jr.Ameriprise Financial Services, Inc.UBS Financial Services Inc.$5011-19-2010
Michael Paul PhillipsAmeriprise Financial Services, Inc.Edward Jones$1005-12-2011
James Lawrence ShoemakerAmeriprise Financial Services, Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated07-08-2011
Stephen Lee KiddAmeriprise Financial Services, Inc.Edward Jones$15007-22-2011
David Thomas NicholsAmeriprise Financial Services, Inc.Morgan Stanley10-21-2011
William Joseph SummervilleAmeriprise Financial Services, Inc.Cambridge Investment Research, Inc.12-09-2011
Randy A. OverbyAmeriprise Financial Services, Inc.Edward Jones12-09-2011
Josh A. GarbertAmeriprise Financial Services, Inc.Edward Jones07-31-2012
David Mitchell TwiddyAmeriprise Financial Services, Inc.BrokersXpress LLC08-03-2012
Max Lloyd Barnhardt IIIAmeriprise Financial Services, Inc.Scott & Stringfellow, LLC$10009-24-2012
Marion C. BrewerAmeriprise Financial Services, Inc.HD Vest Investment Services10-17-2012
Cheryl Ann SovaAmeriprise Financial Services, Inc.RBC Capital Markets, LLC09-13-2013
Jason Tyler WilsonAmeriprise Financial Services, Inc.Morgan Stanley$5005-02-2014
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Showing 1 to 25 of 63 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.

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