Advisers on the Move TEST

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Phillip Patrick SielatyckiAmeriprise Financial Services, Inc.Banc of America Investment Services, Inc.$10001-09-2009
Hseng Wei Ben HsiangAmeriprise Financial Services, Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated02-23-2009
Mitchell Clark HodgkissAmeriprise Financial Services, Inc.Wells Fargo Clearing Services, LLC (Formerly Wells Fargo Advisors, LLC)$10002-26-2009
Robert Warren Brooks IVAmeriprise Financial Services, Inc.Banc of America Investment Services, Inc.$50002-27-2009
John Eric OsterbergAmeriprise Financial Services, Inc.Wells Fargo Clearing Services, LLC (Formerly Wells Fargo Advisors, LLC)$10003-02-2009
Chad Andrew PannellAmeriprise Financial Services, Inc.Wells Fargo Clearing Services, LLC (Formerly Wells Fargo Advisors, LLC)$10003-02-2009
Sara Voight ReevesAmeriprise Financial Services, Inc.Wells Fargo Securities, LLC03-04-2009
Allen Mcdaniel JohnsonAmeriprise Financial Services, Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated$10003-10-2009
Randy Keith WalkerAmeriprise Financial Services, Inc.Citigroup Global Markets Inc.$25004-17-2009
William Adona BagbyAmeriprise Financial Services, Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated$50004-17-2009
Justin Scott FergusonAmeriprise Financial Services, Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated04-22-2009
Howard Michael MeyersAmeriprise Financial Services, Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated$50004-24-2009
Michael Jonathan WrightAmeriprise Financial Services, Inc.Citigroup Global Markets Inc.05-22-2009
Karen Tuttle McCanlessAmeriprise Financial Services, Inc.Citigroup Global Markets Inc.$50005-29-2009
Lisa Anne MillerAmeriprise Financial Services, Inc.Securian Financial Services, Inc.$15012-18-2009
Kimberley S KraussAmeriprise Financial Services, Inc.Wells Fargo Clearing Services, LLC (Formerly Wells Fargo Advisors, LLC)11-01-2010
Robert Thomas Watral Jr.Ameriprise Financial Services, Inc.Morgan Stanley$50011-12-2010
John Thomas Johnson Jr.Ameriprise Financial Services, Inc.UBS Financial Services Inc.$50011-19-2010
Robert Scott WieseAmeriprise Financial Services, Inc.Edward Jones12-15-2010
Michael Dominick MarchettaAmeriprise Financial Services, Inc.AXA Advisors, LLC$50005-09-2011
Michael Paul PhillipsAmeriprise Financial Services, Inc.Edward Jones$10005-12-2011
Jon E GauthierAmeriprise Financial Services, Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated$10005-16-2011
James Eldon LandonAmeriprise Financial Services, Inc.Hornor, Townsend & Kent, LLC$50005-16-2011
James Lawrence ShoemakerAmeriprise Financial Services, Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated$89007-08-2011
Stephen Lee KiddAmeriprise Financial Services, Inc.Edward Jones$15007-22-2011
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Showing 1 to 25 of 98 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.