Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Barbara Gayle HortonAmeriprise Financial Services, Inc.Edward Jones$2505-16-2014
Brad Lee ClasbyAmeriprise Financial Services, Inc.Wells Fargo Clearing Services, LLC$5001-12-2018
Bret Anson UrbanskiAmeriprise Financial Services, Inc.Wells Fargo Clearing Services, LLC$15009-04-2015
Carmen Smith LanceAmeriprise Financial Services, Inc.Securities America, Inc.$2503-11-2015
Catherine Cagle HarrisAmeriprise Financial Services, Inc.Blueprint Wealth Management06-07-2017
Chad R. BarberAmeriprise Financial Services, Inc.Edward Jones$7011-19-2014
Chad Robert BarberAmeriprise Financial Services, Inc.Edward Jones$2511-19-2014
Cheryl Ann SovaAmeriprise Financial Services, Inc.RBC Capital Markets, LLC09-13-2013
Colleen Downey MitchellAmeriprise Financial Services, Inc.Edward Jones$1006-05-2015
Cora Wallin WorleyAmeriprise Financial Services, Inc.First Citizens Investor Services, Inc.10-12-2017
Daniel Lloyd HanveyAmeriprise Financial Services, Inc.H&R Block Financial Advisors, Inc.10-05-2009
Danny Lee PiggeAmeriprise Financial Services, Inc.SunTrust Investment Services, Inc.$5006-15-2015
David Ernest Flanders IIAmeriprise Financial Services, Inc.Wells Fargo Clearing Services, LLC04-24-2015
David FlandersAmeriprise Financial Services, Inc.Wells Fargo Advisors$5404-24-2015
David Gene VarnerAmeriprise Financial Services, Inc.Edward Jones$2508-05-2015
David Mitchell TwiddyAmeriprise Financial Services, Inc.BrokersXpress LLC08-03-2012
David Thomas NicholsAmeriprise Financial Services, Inc.Morgan Stanley10-21-2011
Douglas Carl BoggieAmeriprise Financial Services, Inc.Wells Fargo Clearing Services, LLC$6611-04-2016
Edwards Dorroh BrawleyAmeriprise Financial Services, Inc.H&R Block Financial Advisors, Inc.$5010-05-2009
Eugene Shire KempAmeriprise Financial Services, Inc.Next Financial Group, Inc.12-12-2014
Henry KahenAmeriprise Financial Services, Inc.Edward Jones$5006-10-2019
Jack Christopher Walsh Sr.Ameriprise Financial Services, Inc.First Citizens Investor Services, Inc.12-12-2014
James A. McCuaigAmeriprise Financial Services, Inc.Edward Jones05-18-2015
James Lawrence ShoemakerAmeriprise Financial Services, Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated07-08-2011
Jason Tyler WilsonAmeriprise Financial Services, Inc.Morgan Stanley$5005-02-2014
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Showing 1 to 25 of 63 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.


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