Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
John Stuart WatlingtonAmeriprise Financial Services, Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated03-15-2019
Martin M. SohovichAmeriprise Financial Services, Inc.Edward Jones02-12-2019
Joel Dermont AyersAmeriprise Financial Services, Inc.BB&T Securities, LLC12-19-2018
William Proctor Greathouse Jr.Ameriprise Financial Services, Inc.Oppenheimer & Co. Inc.12-14-2018
Jeffrey Scott ShealyAmeriprise Financial Services, Inc.Morgan Stanley09-21-2018
Cora Wallin WorleyAmeriprise Financial Services, Inc.First Citizens Investor Services, Inc.10-12-2017
Catherine Cagle HarrisAmeriprise Financial Services, Inc.Blueprint Wealth Management06-07-2017
John David ToddAmeriprise Financial Services, Inc.Edward Jones03-15-2017
William Franklin Britt Jr.Ameriprise Financial Services, Inc.Wells Fargo Clearing Services, LLC04-13-2016
Timothy Wade RuttAmeriprise Financial Services, Inc.VALIC Financial Advisors, Inc.10-05-2015
Travis Scott WarrenAmeriprise Financial Services, Inc.Edward Jones09-03-2015
Mark Gregory AllbaughAmeriprise Financial Services, Inc.JHS Capital Advisors, LLC08-14-2015
Ralph Thomas Truman Jr., Melissa Pruner SaleebyAmeriprise Financial Services, Inc.Morgan Stanley06-19-2015
Nathan K. DavidsonAmeriprise Financial Services, Inc.HD Vest Investment Services05-22-2015
James A. McCuaigAmeriprise Financial Services, Inc.Edward Jones05-18-2015
David Ernest Flanders IIAmeriprise Financial Services, Inc.Wells Fargo Clearing Services, LLC04-24-2015
Jack Christopher Walsh Sr.Ameriprise Financial Services, Inc.First Citizens Investor Services, Inc.12-12-2014
Eugene Shire KempAmeriprise Financial Services, Inc.Next Financial Group, Inc.12-12-2014
Meghanne Marie SvatosAmeriprise Financial Services, Inc.Wells Fargo Clearing Services, LLC10-31-2014
Joseph Gray DavisAmeriprise Financial Services, Inc.Morgan Stanley09-26-2014
Cheryl Ann SovaAmeriprise Financial Services, Inc.RBC Capital Markets, LLC09-13-2013
Marion C. BrewerAmeriprise Financial Services, Inc.HD Vest Investment Services10-17-2012
David Mitchell TwiddyAmeriprise Financial Services, Inc.BrokersXpress LLC08-03-2012
Josh A. GarbertAmeriprise Financial Services, Inc.Edward Jones07-31-2012
William Joseph SummervilleAmeriprise Financial Services, Inc.Cambridge Investment Research, Inc.12-09-2011
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Showing 1 to 25 of 63 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.


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