Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Tyler Michael RichterAmeriprise Financial Services, Inc.Morgan Stanley09-17-2019
Marlin James FeltmanAmeriprise Financial Services, Inc.U.S. Bancorp Investments, Inc.$5006-07-2019
Jonathan Lee WarnerAmeriprise Financial Services, Inc.Edward Jones$2505-31-2019
Megan D. LenarzAmeriprise Financial Services, Inc.Wells Fargo Clearing Services, LLC05-22-2019
John R. LenarzAmeriprise Financial Services, Inc.Kingsview Asset Management, LLC$5005-08-2019
Steven Jerome SchneiderAmeriprise Financial Services, Inc.Commonwealth Financial Network$1012-06-2018
Calvin Dean HepperAmeriprise Financial Services, Inc.Wells Fargo Advisors Financial Network, LLC$2508-24-2018
Jason Gordon BedfordAmeriprise Financial Services, Inc.INVEST Financial Corporation$5010-02-2017
Dennis James MearsAmeriprise Financial Services, Inc.Thrivent Investment Management Inc.01-29-2016
David Jon BergAmeriprise Financial Services, Inc.Investment Centers of America, Inc.09-01-2015
Alan James Van DelinderAmeriprise Financial Services, Inc.Investment Centers of America, Inc.$2507-06-2012
Steven Richard PinnowAmeriprise Financial Services, Inc.Investment Centers of America, Inc.$2505-04-2012

Showing 1 to 12 of 12 entries

Page 1

Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.


Hi! Glad you're here and we hope you like all the great work we do here at InvestmentNews. But what we do is expensive and is funded in part by our sponsors. So won't you show our sponsors a little love by whitelisting It'll help us continue to serve you.

Yes, show me how to whitelist

Ad blocker detected. Please whitelist us or give premium a try.