Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Stephen M Waite IIAmeriprise Financial Services, Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated$106-18-2019
Greg RosenAmeriprise Financial Services, Inc.Morgan Stanley$5005-10-2019
James Paul FarrellAmeriprise Financial Services, Inc.Edward Jones03-01-2019
Joseph Fioravante DemarcoAmeriprise Financial Services, Inc.Morgan Stanley$10001-18-2019
Peter William LeistAmeriprise Financial Services, Inc.LPL Financial LLC$101-15-2019
Richard J OrleckAmeriprise Financial Services, Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated11-30-2018
Jason Andrew TaubAmeriprise Financial Services, Inc.Stifel, Nicolaus & Company, Incorporated$5011-15-2018
James Joon ChaAmeriprise Financial Services, Inc.Wells Fargo Clearing Services, LLC$3207-20-2018
Stephen Andrew OrenchukAmeriprise Financial Services, Inc.Wells Fargo Clearing Services, LLC$107-20-2018
Jill WilliamsAmeriprise Financial Services, Inc.MML Investors Services, LLC$10005-25-2018
Eva TeilborgAmeriprise Financial Services, Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated04-20-2018
Liet C HanAmeriprise Financial Services, Inc.J.P. Morgan Securities LLC$15002-08-2018
Howard Russell RenziAmeriprise Financial Services, Inc.HD Vest Investment Services02-01-2018
John Joseph DipietroAmeriprise Financial Services, Inc.Securian Financial Services, Inc.$5001-17-2018
Michael P EnnisAmeriprise Financial Services, Inc.B. Riley Wealth Management$2512-08-2017
James Todd KahrarAmeriprise Financial Services, Inc.RBC Capital Markets, LLC$15012-04-2017
Patrick Anthony GarciaAmeriprise Financial Services, Inc.Wells Fargo Advisors Financial Network, LLC$1012-01-2017
Daniel Joseph VidovichAmeriprise Financial Services, Inc.RBC Capital Markets, LLC$10011-29-2017
Heather B. BaroneAmeriprise Financial Services, Inc.Cambridge Investment Research, Inc.11-14-2017
David Joseph SchraderAmeriprise Financial Services, Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated10-13-2017
Pio Francesco DefrancoAmeriprise Financial Services, Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated$5010-13-2017
Lee Anthony GiobbieAmeriprise Financial Services, Inc.Janney Montgomery Scott LLC$50010-04-2017
Matthew ValentinoAmeriprise Financial Services, Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated06-23-2017
Daniel James MonziAmeriprise Financial Services, Inc.Purshe Kaplan Sterling Investments05-18-2017
Nick John YetterAmeriprise Financial Services, Inc.Wells Fargo Clearing Services, LLC$10004-27-2017
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Showing 1 to 25 of 210 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.


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