Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Kevin McLaughlinAmeriprise Financial Services, Inc.Oppenheimer & Co. Inc.06-05-2019
Richard Alan HagertyAmeriprise Financial Services, Inc.UBS Financial Services Inc.$10005-31-2019
Greg RosenAmeriprise Financial Services, Inc.Morgan Stanley$5005-10-2019
William Harry DevineAmeriprise Financial Services, Inc.David Lerner Associates, Inc.03-01-2019
James Paul FarrellAmeriprise Financial Services, Inc.Edward Jones03-01-2019
Caitlin Elizabeth BoshnackAmeriprise Financial Services, Inc.Morgan Stanley01-30-2019
Peter William LeistAmeriprise Financial Services, Inc.LPL Financial LLC01-15-2019
Zakkour H ChiviAmeriprise Financial Services, Inc.Wells Fargo Clearing Services, LLC$10001-04-2019
Jason Andrew TaubAmeriprise Financial Services, Inc.Stifel, Nicolaus & Company, Incorporated$5011-15-2018
Jonathan Charles PhilportAmeriprise Financial Services, Inc.AXA Advisors, LLC11-07-2018
Stephen OrenchukAmeriprise Financial Services, Inc.Wells Fargo Clearing Services, LLC$9207-20-2018
Margaret Ann LaquidaraAmeriprise Financial Services, Inc.Investment Professionals, Inc.09-11-2018
Joanna Maria JervisAmeriprise Financial Services, Inc.Summit Brokerage Services, Inc.08-16-2018
Stephen Andrew OrenchukAmeriprise Financial Services, Inc.Wells Fargo Clearing Services, LLC07-20-2018
Regina Elizabeth HartAmeriprise Financial Services, Inc.Investment Professionals, Inc.$15007-03-2018
Jill WilliamsAmeriprise Financial Services, Inc.MML Investors Services, LLC$10005-25-2018
Eva Judy TeilborgAmeriprise Financial Services, Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated04-20-2018
Derrick Shane ClarkAmeriprise Financial Services, Inc.Heritage Investment Partners, LLP$7904-03-2018
Liet C. HanAmeriprise Financial Services, Inc.J.P. Morgan Securities LLC$15002-08-2018
William Francis Corcoran Jr.Ameriprise Financial Services, Inc.HD Vest Investment Services02-06-2018
John Joseph DipietroAmeriprise Financial Services, Inc.Securian Financial Services, Inc.$5001-17-2018
Michael P. EnnisAmeriprise Financial Services, Inc.B. Riley Wealth Management$2512-08-2017
James Todd KahrarAmeriprise Financial Services, Inc.RBC Capital Markets, LLC$15012-04-2017
Patrick Anthony GarciaAmeriprise Financial Services, Inc.Wells Fargo Advisors Financial Network, LLC$1012-01-2017
Daniel Joseph VidovichAmeriprise Financial Services, Inc.RBC Capital Markets, LLC$10011-29-2017
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Showing 1 to 25 of 169 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.


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