Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves

Filters

Adviser(s) Firm joining Firm leaving AUM ($M) Date
Kevin McLaughlinAmeriprise Financial Services, Inc.Oppenheimer & Co. Inc.06-05-2019
William Harry DevineAmeriprise Financial Services, Inc.David Lerner Associates, Inc.03-01-2019
James Paul FarrellAmeriprise Financial Services, Inc.Edward Jones03-01-2019
Caitlin Elizabeth BoshnackAmeriprise Financial Services, Inc.Morgan Stanley01-30-2019
Peter William LeistAmeriprise Financial Services, Inc.LPL Financial LLC01-15-2019
Jonathan Charles PhilportAmeriprise Financial Services, Inc.AXA Advisors, LLC11-07-2018
Margaret Ann LaquidaraAmeriprise Financial Services, Inc.Investment Professionals, Inc.09-11-2018
Joanna Maria JervisAmeriprise Financial Services, Inc.Summit Brokerage Services, Inc.08-16-2018
Stephen Andrew OrenchukAmeriprise Financial Services, Inc.Wells Fargo Clearing Services, LLC07-20-2018
Eva Judy TeilborgAmeriprise Financial Services, Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated04-20-2018
William Francis Corcoran Jr.Ameriprise Financial Services, Inc.HD Vest Investment Services02-06-2018
Heather Beth BaroneAmeriprise Financial Services, Inc.Cambridge Investment Research, Inc.11-14-2017
David J SchraderAmeriprise Financial Services, Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated10-13-2017
Matthew ValentinoAmeriprise Financial Services, Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated06-23-2017
Kenneth Jay KatcherAmeriprise Financial Services, Inc.Wells Fargo Clearing Services, LLC03-31-2017
John Gregory BrewsterAmeriprise Financial Services, Inc.UBS Financial Services Inc.03-10-2017
Randall V. BrewsterAmeriprise Financial Services, Inc.UBS Financial Services Inc.03-10-2017
Charles Clinton Leonard Jr.Ameriprise Financial Services, Inc.Northeast Planning Associates, Inc.11-07-2016
Andrew Joseph ManganielloAmeriprise Financial Services, Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated08-05-2016
Lance HubenyAmeriprise Financial Services, Inc.Wells Fargo Clearing Services, LLC05-13-2016
Christopher Michael GrellaAmeriprise Financial Services, Inc.MetLife Securities Inc.04-11-2016
Paul GordonAmeriprise Financial Services, Inc.RBC Capital Markets, LLC04-05-2016
Daniel Evan GordonAmeriprise Financial Services, Inc.RBC Capital Markets, LLC03-24-2016
Jeffrey Michael StillwellAmeriprise Financial Services, Inc.Allstate Financial Services, LLC09-11-2015
Paula KinseyAmeriprise Financial Services, Inc.Signator Investors, Inc.05-15-2015
Next Page »

Showing 1 to 25 of 169 entries

Page 1 | 2 | 3 | 4 | 5 | 6 | 7

Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.

X

Hi! Glad you're here and we hope you like all the great work we do here at InvestmentNews. But what we do is expensive and is funded in part by our sponsors. So won't you show our sponsors a little love by whitelisting investmentnews.com? It'll help us continue to serve you.

Yes, show me how to whitelist investmentnews.com

Ad blocker detected. Please whitelist us or give premium a try.