Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Frank Roger FioreAmeriprise Financial Services, Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated11-27-2019
Peter Faulkner KettleAmeriprise Financial Services, Inc.Morgan Stanley11-15-2019
Daniel R. FigueiredoAmeriprise Financial Services, Inc.Northwestern Mutual Investment Services, LLC11-12-2019
Donald Paul TenneAmeriprise Financial Services, Inc.MML Investors Services, LLC$50010-14-2019
Marguerite DanaherAmeriprise Financial Services, Inc.LPL Financial LLC09-27-2019
Jeffrey Hendel, Morgan Weil, Rinaldo Crassa, Peter HalliwellAmeriprise Financial Services, Inc.Raymond James Financial Services, Inc.$24509-19-2019
Maximus Michael DisesaAmeriprise Financial Services, Inc.Kingsview Wealth Management, LLC09-10-2019
Kyle William TietjenAmeriprise Financial Services, Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated$15009-09-2019
Alan Stephen KatkinAmeriprise Financial Services, Inc.J.P. Morgan Securities LLC$50008-16-2019
Robert W. CampbellAmeriprise Financial Services, Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated08-16-2019
Paul Allen BerkmanAmeriprise Financial Services, Inc.AXA Advisors, LLC08-16-2019
Teresa Lee FlynnAmeriprise Financial Services, Inc.Visions Analysis LLC07-19-2019
Anthony J Rocchio IIIAmeriprise Financial Services, Inc.TIAA-CREF Individual & Institutional Services, LLC07-11-2019
Julie Anne WendholtAmeriprise Financial Services, Inc.Morgan Stanley06-28-2019
Ralph M. Fatigate IIIAmeriprise Financial Services, Inc.AXA Advisors, LLC06-28-2019
James Phillip Lombardo Jr.Ameriprise Financial Services, Inc.Morgan Stanley$10005-03-2019
Joseph Edward VicariAmeriprise Financial Services, Inc.Morgan Stanley$50005-03-2019
Paul David MarasciulloAmeriprise Financial Services, Inc.Wells Fargo Clearing Services, LLC (Formerly Wells Fargo Advisors, LLC)$10003-29-2019
John Philip CreeronAmeriprise Financial Services, Inc.Raymond James Financial Services, Inc.$10003-25-2019
Ryan Scott AckerhaltAmeriprise Financial Services, Inc.HSBC Securities (USA) Inc.$10003-15-2019
John Joseph FraserAmeriprise Financial Services, Inc.MML Investors Services, LLC$50003-15-2019
John RossAmeriprise Financial Services, Inc.MML Investors Services, LLC03-15-2019
Daniel Whiting BuckleyAmeriprise Financial Services, Inc.MML Investors Services, LLC03-15-2019
William Anthony DiodatoAmeriprise Financial Services, Inc.MML Investors Services, LLC03-15-2019
Richard KennaAmeriprise Financial Services, Inc.MML Investors Services, LLC03-15-2019
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Showing 1 to 25 of 297 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.


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