Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Amy Jennifer BoyleAmeriprise Financial Services, Inc.Wells Fargo Advisors Financial Network, LLC03-24-2017
Paul Albert D'AscoliAmeriprise Financial Services, Inc.Cetera Advisors LLC$15005-11-2017
Beverly Marie LuftAmeriprise Financial Services, Inc.Wells Fargo Clearing Services, LLC$14406-16-2017
Meredith M DiamondAmeriprise Financial Services, Inc.American Portfolios Financial Services, Inc.07-19-2017
Richard David RosenbergAmeriprise Financial Services, Inc.Cetera Advisors LLC$2408-02-2017
Dedra Renee BrustAmeriprise Financial Services, Inc.Wells Fargo Clearing Services, LLC08-10-2017
Arlo James HanleyAmeriprise Financial Services, Inc.UBS Financial Services Inc.$10008-31-2017
Rex James CoonsAmeriprise Financial Services, Inc.UBS Financial Services Inc.08-31-2017
Stephen Henry ErdleyAmeriprise Financial Services, Inc.National Planning Corporation$1010-12-2017
Douglas H AberAmeriprise Financial Services, Inc.Wells Fargo Clearing Services, LLC$19411-03-2017
Anthony BaroneAmeriprise Financial Services, Inc.Wells Fargo Advisors$12512-01-2017
Anthony Charles BaroneAmeriprise Financial Services, Inc.Wells Fargo Clearing Services, LLC$17112-01-2017
Domenico Attillio CarlucciAmeriprise Financial Services, Inc.Oppenheimer & Co. Inc.$3812-08-2017
Michael Charles FaroAmeriprise Financial Services, Inc.Morgan Stanley12-21-2017
Nick Armando DematteisAmeriprise Financial Services, Inc.Morgan Stanley12-21-2017
Michael John O'KeeffeAmeriprise Financial Services, Inc.Fidelity Brokerage Services LLC01-18-2018
Ryan Lambert, Cheri Amsden, Daniel Miller, James Phillips, Christopher Spratt, Mark WellsAmeriprise Financial Services, Inc.MML Investors Services$29402-01-2018
James Lee PhillipsAmeriprise Financial Services, Inc.MML Investors Services, LLC02-01-2018
Christopher John SprattAmeriprise Financial Services, Inc.MML Investors Services, LLC02-01-2018
Mark J WellsAmeriprise Financial Services, Inc.MML Investors Services, LLC02-01-2018
Daniel Douglas MillerAmeriprise Financial Services, Inc.MML Investors Services, LLC02-01-2018
Scott Lawrence BraunAmeriprise Financial Services, Inc.AXA Advisors, LLC02-06-2018
John Gerard TyczynskiAmeriprise Financial Services, Inc.RBC Capital Markets, LLC$25002-13-2018
Richard L. BeanAmeriprise Financial Services, Inc.UBS Financial Services Inc. Inc.$7702-16-2018
Richard Louis BeanAmeriprise Financial Services, Inc.UBS Financial Services Inc.02-16-2018
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Showing 126 to 150 of 213 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.

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