Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Tyler Eric RenchAmeriprise Financial Services, Inc.AXA Advisors, LLC06-27-2019
James Edward JohnsonAmeriprise Financial Services, Inc.Wells Fargo Clearing Services, LLC02-22-2019
Brian James McconnellAmeriprise Financial Services, Inc.Raymond James Financial Services, Inc.01-22-2019
Jeanette Anne BrinkleyAmeriprise Financial Services, Inc.Key Investment Services LLC09-07-2018
Elisa Riva BudoffAmeriprise Financial Services, Inc.Wells Fargo Clearing Services, LLC$5007-27-2018
Drew R MantelAmeriprise Financial Services, Inc.Edward Jones$103-23-2018
Kevin Robert ClarkAmeriprise Financial Services, Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated02-09-2018
Kimberly Ann ThompsonAmeriprise Financial Services, Inc.Wells Fargo Clearing Services, LLC$1502-09-2018
Michael C BenoskiAmeriprise Financial Services, Inc.UBS Financial Services Inc.$10002-02-2018
Stuart Ray MillerAmeriprise Financial Services, Inc.Cutter & Company, Inc.01-30-2018
Mark John ZipfelAmeriprise Financial Services, Inc.J.J.B. Hilliard, W.L. Lyons, LLC$1,00001-04-2018
Neil C ZipfelAmeriprise Financial Services, Inc.J.J.B. Hilliard, W.L. Lyons, LLC$5001-04-2018
Molly GrimmAmeriprise Financial Services, Inc.Independent Financial Partners11-30-2017
Neil Allen BaileyAmeriprise Financial Services, Inc.Independent Financial Partners$111-30-2017
Johnny Wayne Dawson Jr.Ameriprise Financial Services, Inc.Edward Jones11-24-2017
Todd Gregory LuciusAmeriprise Financial Services, Inc.Thrivent Investment Management Inc.11-17-2017
John Eugene ElginAmeriprise Financial Services, Inc.Mid Atlantic Capital Corporation$2509-25-2017
Neven ZelichAmeriprise Financial Services, Inc.Mid Atlantic Capital Corporation$109-25-2017
Daniel Eugene KunosAmeriprise Financial Services, Inc.Securian Financial Services, Inc.$2507-18-2017
Christopher Jay EdelmanAmeriprise Financial Services, Inc.Raymond James Financial Services, Inc.07-06-2017
Christopher Edward AdkinsAmeriprise Financial Services, Inc.U.S. Bancorp Investments, Inc.03-23-2017
Anthony Frank TrottaAmeriprise Financial Services, Inc.Wells Fargo Clearing Services, LLC$3202-16-2017
Lisa Anne GrassbaughAmeriprise Financial Services, Inc.MetLife Securities Inc.$5011-10-2016
Martin C KailAmeriprise Financial Services, Inc.Cetera Financial Specialists LLC11-01-2016
Ronald James HefnerAmeriprise Financial Services, Inc.J.P. Morgan Securities LLC$5010-26-2016
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Showing 1 to 25 of 159 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.


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