Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves

Filters

Adviser(s) Firm joining Firm leaving AUM ($M) Date
Jay Ronald OttoAmeriprise Financial Services, Inc.The O.N. Equity Sales Company01-20-2009
Stephen George DaleyAmeriprise Financial Services, Inc.Citigroup Global Markets Inc.$10003-20-2009
Timothy Cooper BonarAmeriprise Financial Services, Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated03-23-2009
Jeffrey Scott McDanielsAmeriprise Financial Services, Inc.UBS Financial Services Inc.$5005-20-2009
Craig Matthew SutherlandAmeriprise Financial Services, Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated06-16-2009
Stephen Michael BerardiAmeriprise Financial Services, Inc.H&R Block Financial Advisors, Inc.$20010-05-2009
Mark David CooperriderAmeriprise Financial Services, Inc.H&R Block Financial Advisors, Inc.$15010-05-2009
Jahn Dorab GazderAmeriprise Financial Services, Inc.H&R Block Financial Advisors, Inc.$10010-05-2009
Joshua Christian NalliAmeriprise Financial Services, Inc.H&R Block Financial Advisors, Inc.$10010-05-2009
Jeffrey Todd MumperAmeriprise Financial Services, Inc.H&R Block Financial Advisors, Inc.$10010-05-2009
Shaun D PattersonAmeriprise Financial Services, Inc.H&R Block Financial Advisors, Inc.$5010-05-2009
Karl Joseph KesslerAmeriprise Financial Services, Inc.H&R Block Financial Advisors, Inc.$5010-05-2009
Steven Harry FischerAmeriprise Financial Services, Inc.H&R Block Financial Advisors, Inc.$5010-05-2009
Joseph Luke JonesAmeriprise Financial Services, Inc.H&R Block Financial Advisors, Inc.$5010-05-2009
Joseph Arthur DotoloAmeriprise Financial Services, Inc.H&R Block Financial Advisors, Inc.$2510-05-2009
Shahrokh C. MinouiAmeriprise Financial Services, Inc.H&R Block Financial Advisors, Inc.$2510-05-2009
Michael James VulkuAmeriprise Financial Services, Inc.H&R Block Financial Advisors, Inc.$2510-05-2009
Robert Gregg HunsakerAmeriprise Financial Services, Inc.H&R Block Financial Advisors, Inc.$1010-05-2009
Judith Claire SingerAmeriprise Financial Services, Inc.H&R Block Financial Advisors, Inc.10-05-2009
Stephen Frederick O'NeillAmeriprise Financial Services, Inc.Morgan Stanley10-05-2009
Chris Lee SaulAmeriprise Financial Services, Inc.H&R Block Financial Advisors, Inc.10-05-2009
Kevin Michael Bush IIAmeriprise Financial Services, Inc.H&R Block Financial Advisors, Inc.10-05-2009
Bryan Charles BarragateAmeriprise Financial Services, Inc.H&R Block Financial Advisors, Inc.10-05-2009
Douglas A. PyleAmeriprise Financial Services, Inc.H&R Block Financial Advisors, Inc.10-05-2009
Gregg John TimuraAmeriprise Financial Services, Inc.H&R Block Financial Advisors, Inc.10-05-2009
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Showing 1 to 25 of 143 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.

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