Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Larry Don Graham Jr.Ameriprise Financial Services, Inc.Edward Jones$5003-01-2019
David Brandon CottrellAmeriprise Financial Services, Inc.Principal Securities, Inc.$2509-18-2017
Kathleen Diane Hayden-CaseyAmeriprise Financial Services, Inc.Waddell & Reed$2505-26-2017
Jeremy QuillinAmeriprise Financial Services, Inc.Edward Jones08-31-2016
Abby Renee HubbleAmeriprise Financial Services, Inc.Morgan Stanley04-30-2015
John Michael PurznerAmeriprise Financial Services, Inc.Arvest Wealth Management$111-17-2014
James Phillip Wayne CarrAmeriprise Financial Services, Inc.HD Vest Investment Services04-26-2013
John B CarrollAmeriprise Financial Services, Inc.Scottrade, Inc.09-05-2012
David Lee HealeyAmeriprise Financial Services, Inc.UBS Financial Services Inc.05-25-2012
Margaret C OtterstromAmeriprise Financial Services, Inc.LPL Financial LLC11-04-2011
Justin L RamseyAmeriprise Financial Services, Inc.Local Securities Corporation04-15-2011
Jerome Albert AlexanderAmeriprise Financial Services, Inc.Wilbanks Securities Advisory02-03-2011
Clint Barton RheaAmeriprise Financial Services, Inc.Waddell & Reed11-17-2010
Paul Franklin MuretAmeriprise Financial Services, Inc.Hornor, Townsend & Kent, LLC07-16-2010
Rodney Larry Watkins Jr.Ameriprise Financial Services, Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated03-06-2009
Keith Edward DowneyAmeriprise Financial Services, Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated02-13-2009

Showing 1 to 16 of 16 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.


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