Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Clifford Brantley SmithAmeriprise Financial Services, Inc.H&R Block Financial Advisors, Inc.$5010-05-2009
Benjamin Scott Rollins, Joshua David BrakelAmeriprise Financial Services, Inc.Phillips & Company Securities Inc.$20007-01-2011
Eric A. IngmireAmeriprise Financial Services, Inc.Symetra Investment Services, Inc.11-07-2011
William James FussellAmeriprise Financial Services, Inc.Chase Investment Services Corp.$10001-09-2012
Dong ChoiAmeriprise Financial Services, Inc.Morgan Stanley$5502-03-2012
Robert Holland, Denise HollandAmeriprise Financial Services, Inc.Summit Brokerage Services$9602-03-2012
Richard Eugene Wilson IIAmeriprise Financial Services, Inc.Summit Brokerage Services, Inc.$2502-03-2012
Daniel Thomas GellnerAmeriprise Financial Services, Inc.LPL Financial LLC$2504-20-2012
Zachary A. BlalackAmeriprise Financial Services, Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated01-25-2013
Grant William StewartAmeriprise Financial Services, Inc.SagePoint Financial, Inc.$1002-15-2013
Simon Nikolas RupardAmeriprise Financial Services, Inc.Blue Water Wealth$5003-14-2013
Gail Coulter HarrowerAmeriprise Financial Services, Inc.SII Investments, Inc.11-15-2013
Emily Ann SecordAmeriprise Financial Services, Inc.Edward Jones12-13-2013
James G. OsborneAmeriprise Financial Services, Inc.Wells Fargo Advisors$8811-28-2014
James Garland OsborneAmeriprise Financial Services, Inc.Wells Fargo Clearing Services, LLC$2511-28-2014
Casey Jay NortonAmeriprise Financial Services, Inc.Wells Fargo Clearing Services, LLC$10001-23-2015
Jason DonethAmeriprise Financial Services, Inc.LPL Financial LLC LLC$14705-15-2015
William Zachary HillAmeriprise Financial Services, Inc.LPL Financial LLC05-15-2015
Dennis Ole TwengeAmeriprise Financial Services, Inc.JHS Capital Advisors, LLC$5008-14-2015
James O E SturdivantAmeriprise Financial Services, Inc.JHS Capital Advisors, LLC$2508-14-2015
Kevin Clinton HollandAmeriprise Financial Services, Inc.JHS Capital Advisors, LLC$1008-14-2015
Scott David WiegalAmeriprise Financial Services, Inc.JHS Capital Advisors, LLC08-14-2015
Andrea C. DelappAmeriprise Financial Services, Inc.JHS Capital Advisors, LLC08-14-2015
Virgil Diano CaramellaAmeriprise Financial Services, Inc.JHS Capital Advisors, LLC$2509-01-2015
Jeffrey Owen TinninAmeriprise Financial Services, Inc.VALIC Financial Advisors, Inc.10-14-2015
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Showing 1 to 25 of 50 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.


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