Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Andrea C. DelappAmeriprise Financial Services, Inc.JHS Capital Advisors, LLC08-14-2015
Andrew Scott NorrisAmeriprise Financial Services, Inc.Wells Fargo Clearing Services, LLC11-06-2015
Benjamin Scott Rollins, Joshua David BrakelAmeriprise Financial Services, Inc.Phillips & Company Securities Inc.$20007-01-2011
Brian Edwin GriffithAmeriprise Financial Services, Inc.LPL Financial LLC$15003-31-2017
Casey Jay NortonAmeriprise Financial Services, Inc.Wells Fargo Clearing Services, LLC$10001-23-2015
Clifford Brantley SmithAmeriprise Financial Services, Inc.H&R Block Financial Advisors, Inc.$5010-05-2009
Daniel John AdamsAmeriprise Financial Services, Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated07-26-2019
Daniel Thomas GellnerAmeriprise Financial Services, Inc.LPL Financial LLC$2504-20-2012
Dennis Ole TwengeAmeriprise Financial Services, Inc.JHS Capital Advisors, LLC$5008-14-2015
Derek Allan GilbertAmeriprise Financial Services, Inc.Edward Jones04-28-2017
Donald Mark SafstromAmeriprise Financial Services, Inc.Financial Planners Northwest, Inc.11-09-2017
Dong ChoiAmeriprise Financial Services, Inc.Morgan Stanley$5502-03-2012
Emanuel Simion GradAmeriprise Financial Services, Inc.LPL Financial LLC09-22-2017
Emily Ann SecordAmeriprise Financial Services, Inc.Edward Jones12-13-2013
Eric A. IngmireAmeriprise Financial Services, Inc.Symetra Investment Services, Inc.11-07-2011
Francisco Ricardo ValdiviesoAmeriprise Financial Services, Inc.Wells Fargo Clearing Services, LLC$5409-01-2017
Gail Coulter HarrowerAmeriprise Financial Services, Inc.SII Investments, Inc.11-15-2013
Grant William StewartAmeriprise Financial Services, Inc.SagePoint Financial, Inc.$1002-15-2013
Houston Tyler ThomAmeriprise Financial Services, Inc.GWN Securities Inc.05-08-2019
James G. OsborneAmeriprise Financial Services, Inc.Wells Fargo Advisors$8811-28-2014
James Garland OsborneAmeriprise Financial Services, Inc.Wells Fargo Clearing Services, LLC$2511-28-2014
James O E SturdivantAmeriprise Financial Services, Inc.JHS Capital Advisors, LLC$2508-14-2015
Jason DonethAmeriprise Financial Services, Inc.LPL Financial LLC LLC$14705-15-2015
Jeffrey Daniel EischenAmeriprise Financial Services, Inc.Edward Jones$5001-08-2016
Jeffrey Owen TinninAmeriprise Financial Services, Inc.VALIC Financial Advisors, Inc.10-14-2015
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Showing 1 to 25 of 50 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.

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