Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Sean Thomas HoffeckerAmeriprise Financial Services, Inc.Avantra Family Wealth LLC11-12-2018
David Allen VelhoAmeriprise Financial Services, Inc.AXA Advisors, LLC$2510-14-2011
Ralph George Powell IIIAmeriprise Financial Services, Inc.BNY Mellon Securities Corporation10-30-2009
Cynthia S BeyerleinAmeriprise Financial Services, Inc.Boenning & Scattergood, Inc.$5004-25-2014
James Gervase KalieAmeriprise Financial Services, Inc.Cetera Advisor Networks LLC09-03-2013
John Edward BakerAmeriprise Financial Services, Inc.Cetera Advisor Networks LLC$5004-25-2013
Benjamin Edward ReiterAmeriprise Financial Services, Inc.Cetera Advisor Networks LLC$5004-25-2013
Bernard Hamilton Jr.Ameriprise Financial Services, Inc.Charles Schwab & Co., Inc.04-24-2015
Howard Glenn Ammons Jr.Ameriprise Financial Services, Inc.Citigroup Global Markets Inc.$1005-08-2009
Frank William KimmelAmeriprise Financial Services, Inc.Commonwealth Financial Network$2507-31-2012
Gregory Charles KeilAmeriprise Financial Services, Inc.CUSO Financial Services, L.P.12-17-2018
Paul Matthew SmithAmeriprise Financial Services, Inc.Edward Jones$10002-15-2019
Ryan P. SmithAmeriprise Financial Services, Inc.Edward Jones02-15-2019
Tara Anne RittlerAmeriprise Financial Services, Inc.Edward Jones09-07-2018
Michael Alan MooreAmeriprise Financial Services, Inc.Edward Jones$15004-27-2018
Timothy Barry McCartyAmeriprise Financial Services, Inc.Edward Jones12-12-2014
Andrew Justin HessAmeriprise Financial Services, Inc.Edward Jones06-10-2014
Helen J SemusAmeriprise Financial Services, Inc.Edward Jones$1008-20-2013
Gale D. WithersAmeriprise Financial Services, Inc.Edward Jones$5005-11-2012
Richard Kerry WeissAmeriprise Financial Services, Inc.H&R Block Financial Advisors, Inc.$10010-05-2009
Michael Thomas SicilianoAmeriprise Financial Services, Inc.H&R Block Financial Advisors, Inc.$5010-05-2009
Scott Henry AbramsonAmeriprise Financial Services, Inc.H&R Block Financial Advisors, Inc.10-05-2009
Stanley Christopher PerkowskiAmeriprise Financial Services, Inc.H&R Block Financial Advisors, Inc.10-05-2009
Shrinivas PenugondaAmeriprise Financial Services, Inc.H&R Block Financial Advisors, Inc.10-05-2009
Ralph C. Freedman IIIAmeriprise Financial Services, Inc.H&R Block Financial Advisors, Inc.10-05-2009
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Showing 1 to 25 of 112 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.


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