Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Matthew Scott WaltersAmeriprise Financial Services, Inc.Signator Investors, Inc.02-02-2009
Howard Glenn Ammons Jr.Ameriprise Financial Services, Inc.Citigroup Global Markets Inc.$1005-08-2009
David John RichAmeriprise Financial Services, Inc.Janney Montgomery Scott LLC$2506-19-2009
Richard Kerry WeissAmeriprise Financial Services, Inc.H&R Block Financial Advisors, Inc.$10010-05-2009
Michael Thomas SicilianoAmeriprise Financial Services, Inc.H&R Block Financial Advisors, Inc.$5010-05-2009
Scott Henry AbramsonAmeriprise Financial Services, Inc.H&R Block Financial Advisors, Inc.10-05-2009
Stanley Christopher PerkowskiAmeriprise Financial Services, Inc.H&R Block Financial Advisors, Inc.10-05-2009
Shrinivas PenugondaAmeriprise Financial Services, Inc.H&R Block Financial Advisors, Inc.10-05-2009
Ralph C. Freedman IIIAmeriprise Financial Services, Inc.H&R Block Financial Advisors, Inc.10-05-2009
Vincent T. HacklerAmeriprise Financial Services, Inc.H&R Block Financial Advisors, Inc.10-05-2009
Ralph George Powell IIIAmeriprise Financial Services, Inc.BNY Mellon Securities Corporation10-30-2009
Kevin Michael Bannon, Sarah Christine IrwinAmeriprise Financial Services, Inc.Purshe Kaplan Sterling Investments$1004-16-2010
Kevin Patten BondiAmeriprise Financial Services, Inc.PNC Investments07-16-2010
Allan Wayne CornmanAmeriprise Financial Services, Inc.Tower Square Securities, Inc.$15007-15-2011
David Allen VelhoAmeriprise Financial Services, Inc.AXA Advisors, LLC$2510-14-2011
Thaddeus Jude KennyAmeriprise Financial Services, Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated12-16-2011
Peter Frederick SchlichtAmeriprise Financial Services, Inc.Janney Montgomery Scott LLC02-17-2012
Peter Stephen SmithAmeriprise Financial Services, Inc.Morgan Stanley$5003-09-2012
David Francis BedardAmeriprise Financial Services, Inc.Morgan Stanley$2503-15-2012
John Ryan BoscarelliAmeriprise Financial Services, Inc.HD Vest Investment Services$2504-30-2012
Mary Ann LazzaroAmeriprise Financial Services, Inc.HD Vest Investment Services04-30-2012
Gale D. WithersAmeriprise Financial Services, Inc.Edward Jones$5005-11-2012
Ronald Robert WalchackAmeriprise Financial Services, Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated05-23-2012
Steven Joseph ParoliniAmeriprise Financial Services, Inc.LPL Financial LLC07-09-2012
Frank William KimmelAmeriprise Financial Services, Inc.Commonwealth Financial Network$2507-31-2012
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Showing 1 to 25 of 112 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.

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