Advisers on the Move TEST

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Cindy Speigner CornetteAmeriprise Financial Services, Inc.Wells Fargo Advisors Financial Network, LLC$50011-01-2019
Clinton Jonathan AllenAmeriprise Financial Services, Inc.First Citizens Investor Services, Inc.$10002-28-2019
Carson StimpsonAmeriprise Financial Services, Inc.AXA Advisors, LLC11-27-2018
David Wayne BradleyAmeriprise Financial Services, Inc.Wells Fargo Clearing Services, LLC (Formerly Wells Fargo Advisors, LLC)$50008-31-2018
Thomas Adron TrantumAmeriprise Financial Services, Inc.Waddell & Reed$10006-29-2018
WESLEY AARON PRICEAmeriprise Financial Services, Inc.Waddell & Reed05-11-2018
George Wesley Head Jr.Ameriprise Financial Services, Inc.U.S. Bancorp Investments, Inc.05-04-2018
Andrew David TillettAmeriprise Financial Services, Inc.Edward Jones04-25-2018
Mark Quinton Lindsey LouderbackAmeriprise Financial Services, Inc.Edward Jones$10012-26-2017
Timothy Scott TubbsAmeriprise Financial Services, Inc.Wells Fargo Clearing Services, LLC (Formerly Wells Fargo Advisors, LLC)09-08-2017
Christopher R. BallardAmeriprise Financial Services, Inc.Woodmen Financial Services, Inc.07-31-2017
Jerry Eldon Milligan IIAmeriprise Financial Services, Inc.Waddell & Reed$25007-21-2017
Christopher S. BrownAmeriprise Financial Services, Inc.Wells Fargo Clearing Services, LLC (Formerly Wells Fargo Advisors, LLC)$10010-14-2016
David DunhamAmeriprise Financial Services, Inc.Edward Jones$10005-26-2016
Gary Todd FoutsAmeriprise Financial Services, Inc.Next Financial Group, Inc.$50001-06-2016
Benjamin John TiernanAmeriprise Financial Services, Inc.Edward Jones04-30-2015
Earl David KearAmeriprise Financial Services, Inc.Sterne Agee Asset Management, Inc.$10011-07-2014
Michael Lowell TurnerAmeriprise Financial Services, Inc.Charles Schwab & Co., Inc.$50002-05-2014
Clyde Clifton Allen IIIAmeriprise Financial Services, Inc.Wells Fargo Clearing Services, LLC (Formerly Wells Fargo Advisors, LLC)$10001-31-2014
William Harvey McCallAmeriprise Financial Services, Inc.Sterne Agee Asset Management, Inc.$10001-15-2014
Jacyne Juanita WoodcoxAmeriprise Financial Services, Inc.Sterne Agee Asset Management, Inc.$10001-15-2014
Robert David WallaceAmeriprise Financial Services, Inc.Sterne Agee Asset Management, Inc.$10001-15-2014
Steven Gene SacoraAmeriprise Financial Services, Inc.LPL Financial LLC10-30-2013
Robert Monroe Harrison Sr.Ameriprise Financial Services, Inc.LPL Financial LLC$10009-17-2013
Raul Emilio MirandaAmeriprise Financial Services, Inc.MetLife Securities Inc.$10008-16-2013
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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.