Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Doug SehresAmeriprise Financial Services, Inc.Securian Financial Services$8106-21-2019
Sharon Marie MedinaAmeriprise Financial Services, Inc.BFT Financial Group, LLC06-21-2019
Douglas Charles SehresAmeriprise Financial Services, Inc.Securian Financial Services, Inc.$106-07-2019
Nora Virginia CastroAmeriprise Financial Services, Inc.Morgan Stanley$1,00002-15-2019
Matthew Dill LandryAmeriprise Financial Services, Inc.Edward Jones02-13-2019
Terry Sue MooneyhamAmeriprise Financial Services, Inc.Lincoln Financial Advisors Corporation$5001-25-2019
Dusty Lynn SternadelAmeriprise Financial Services, Inc.Morgan Stanley$112-14-2018
Jay Wayne GazzierAmeriprise Financial Services, Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated$5011-23-2018
George Louis Vilfordi IIIAmeriprise Financial Services, Inc.UBS Financial Services Inc.11-16-2018
Juan Pablo RiosAmeriprise Financial Services, Inc.Oppenheimer & Co. Inc.$111-09-2018
Christene Atkins BarrattAmeriprise Financial Services, Inc.Wells Fargo Clearing Services, LLC$5008-31-2018
Sallie Minsey TeninbaumAmeriprise Financial Services, Inc.Wells Fargo Clearing Services, LLC$5008-31-2018
Charles Andrew SanfordAmeriprise Financial Services, Inc.RBC Capital Markets, LLC$5008-24-2018
Kevin Jay O'ConnellAmeriprise Financial Services, Inc.Cetera Investment Services LLC08-24-2018
Brian Lee BrodeAmeriprise Financial Services, Inc.Wells Fargo Clearing Services, LLC$25006-29-2018
James Ian MaherAmeriprise Financial Services, Inc.Edward Jones06-18-2018
R Malcolm WooleyAmeriprise Financial Services, Inc.Lincoln Financial Advisors Corporation$5005-04-2018
Tyler Scott ManessAmeriprise Financial Services, Inc.Don P Quint & Associates03-14-2018
Joel Espinal MariusAmeriprise Financial Services, Inc.BBVA Securities Inc.01-31-2018
Nicholas Creer GodfreyAmeriprise Financial Services, Inc.Fidelity Brokerage Services LLC01-19-2018
Bryan Roger DanielAmeriprise Financial Services, Inc.Morgan Stanley$5001-12-2018
G Roger DanielAmeriprise Financial Services, Inc.Morgan Stanley$5001-12-2018
Patrick Michael CarneyAmeriprise Financial Services, Inc.Wells Fargo Clearing Services, LLC$5001-05-2018
Justin Tyrone ScottAmeriprise Financial Services, Inc.AXA Advisors, LLC01-03-2018
Stephanie Free KinnunenAmeriprise Financial Services, Inc.Texas Legacy Wealth Management12-19-2017
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Showing 1 to 25 of 232 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.


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