Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Aaron Joseph VilfordiAmeriprise Financial Services, Inc.UBS Financial Services Inc.11-16-2018
Adam Christopher VilfordiAmeriprise Financial Services, Inc.UBS Financial Services Inc.11-16-2018
Alan Charles JaksAmeriprise Financial Services, Inc.H&R Block Financial Advisors, Inc.10-05-2009
Alex A VilfordiAmeriprise Financial Services, Inc.UBS Financial Services Inc.11-16-2018
Alexis Aaron VillarrealAmeriprise Financial Services, Inc.Edward Jones12-08-2017
Alicia Margarita RiveraAmeriprise Financial Services, Inc.LPL Financial LLC06-30-2014
Allan RaubAmeriprise Financial Services, Inc.VSR Financial Services$10511-09-2011
Allen Andrew RaubAmeriprise Financial Services, Inc.VSR Financial Services, Inc.11-09-2011
Allen Dale BakerAmeriprise Financial Services, Inc.RBC Capital Markets, LLC$5704-12-2019
Amy Gail LegateAmeriprise Financial Services, Inc.360 Wealth Management, LLC01-11-2019
Ann M. HundlAmeriprise Financial Services, Inc.IMS Securities, Inc.09-14-2016
Anthony Craig MortonAmeriprise Financial Services, Inc.Investment Centers of America, Inc.$1012-16-2016
Ashley Doreen AndersonAmeriprise Financial Services, Inc.Wells Fargo Funds Distributor, LLC07-29-2016
Barry Wayne TateAmeriprise Financial Services, Inc.Edward Jones$1008-23-2013
Bradley Gene WalkoviakAmeriprise Financial Services, Inc.NYLIFE Securities LLC08-19-2009
Brandon Stephen CampbellAmeriprise Financial Services, Inc.Waddell & Reed01-21-2015
Brent Allen BankerAmeriprise Financial Services, Inc.Wells Fargo Clearing Services, LLC01-08-2016
Brent Todd JohnsonAmeriprise Financial Services, Inc.Cetera Advisors LLC$1009-11-2019
Brian Lee BrodeAmeriprise Financial Services, Inc.Wells Fargo Clearing Services, LLC$25006-29-2018
Brian Patrick RudloffAmeriprise Financial Services, Inc.INVESTMENT PROFESSIONALS, INC.06-22-2018
Bruce Fremont Woodcock Jr.Ameriprise Financial Services, Inc.WFG Investments, Inc.$2406-30-2016
Bruce McGaughAmeriprise Financial Services, Inc.RBC Wealth Management$10010-20-2011
Bruce Philip McGaughAmeriprise Financial Services, Inc.RBC Capital Markets, LLC$5010-14-2011
Bryan David SansonAmeriprise Financial Services, Inc.TD Ameritrade Investment Management, LLC$1010-17-2012
Bryan Jeffrey CleggAmeriprise Financial Services, Inc.Edward Jones$1009-27-2013
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Showing 1 to 25 of 217 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.


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