Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Matthew Kyle SimcoxAmeriprise Financial Services, Inc.Edward Jones04-17-2019
Matthew Dill LandryAmeriprise Financial Services, Inc.Edward Jones02-13-2019
Alexis Aaron VillarrealAmeriprise Financial Services, Inc.Edward Jones12-08-2017
Michael Lester BatesAmeriprise Financial Services, Inc.Edward Jones$5007-26-2017
James Anthony EnriquezAmeriprise Financial Services, Inc.Edward Jones03-10-2017
Shirley Christine MaloneAmeriprise Financial Services, Inc.Edward Jones03-03-2017
Erin Lynn HinzmannAmeriprise Financial Services, Inc.Edward Jones$3806-14-2016
Leon Arlin HenryAmeriprise Financial Services, Inc.Edward Jones$1007-24-2015
Robert ShanksAmeriprise Financial Services, Inc.Edward Jones$12801-27-2015
Robert Kelly ShanksAmeriprise Financial Services, Inc.Edward Jones$10001-27-2015
Thomas Lee Doggett Jr.Ameriprise Financial Services, Inc.Edward Jones01-31-2014
Bryan Jeffrey CleggAmeriprise Financial Services, Inc.Edward Jones$1009-27-2013
Dustin Kyle GerschAmeriprise Financial Services, Inc.Edward Jones$2509-13-2013
Barry Wayne TateAmeriprise Financial Services, Inc.Edward Jones$1008-23-2013
Jonathan Lane BlakelockAmeriprise Financial Services, Inc.Edward Jones$1007-26-2013
Michele Ann RohdeAmeriprise Financial Services, Inc.Edward Jones06-07-2013
Rodney Eugene BoazAmeriprise Financial Services, Inc.Edward Jones02-07-2013
Victor Alfred LawsAmeriprise Financial Services, Inc.Edward Jones$2501-06-2012
Jerald Richard CoopermanAmeriprise Financial Services, Inc.Edward Jones$1007-29-2011
Carma Lynda SullivanAmeriprise Financial Services, Inc.Edward Jones$2504-16-2010

Showing 1 to 20 of 20 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.


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