Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Blair James PerryAmeriprise Financial Services, Inc.Edward Jones10-23-2019
Sam Basil VetasAmeriprise Financial Services, Inc.RBC Capital Markets, LLC10-09-2019
Brianne Mae AuneAmeriprise Financial Services, Inc.RBC Capital Markets, LLC10-09-2019
Joseph Allen GoodnerAmeriprise Financial Services, Inc.Edward Jones11-02-2018
ANDREA HILLAmeriprise Financial Services, Inc.LPL Financial LLC09-04-2018
Jeremy Stephen LeavittAmeriprise Financial Services, Inc.LPL Financial LLC06-07-2018
Alexander Dale HancockAmeriprise Financial Services, Inc.MML Investors Services, LLC05-25-2018
Ryan Andrew LundquistAmeriprise Financial Services, Inc.Centaurus Financial, Inc.03-23-2018
Steven Macrae FlockhartAmeriprise Financial Services, Inc.Edward Jones11-01-2017
Tyler Dorne HallAmeriprise Financial Services, Inc.MetLife Securities Inc.02-03-2017
Martin Harley BairdAmeriprise Financial Services, Inc.Morgan Stanley10-24-2014
Brooke Mahfood MarcinekAmeriprise Financial Services, Inc.J.P. Morgan Securities LLC09-18-2013
Matthew Robert WilliamsAmeriprise Financial Services, Inc.Wells Fargo Advisors Financial Network, LLC08-27-2012
MARTIN J VANAMENAmeriprise Financial Services, Inc.Centaurus Financial, Inc.$10003-27-2018
Lynne Alton AndersonAmeriprise Financial Services, Inc.MetLife Securities Inc.$10002-03-2017
Kim Dee IsaacsonAmeriprise Financial Services, Inc.Morgan Stanley$10002-27-2014
Travis Christian LeeAmeriprise Financial Services, Inc.First Western Advisors$10001-09-2013
Charles Dewitt Baker Jr.Ameriprise Financial Services, Inc.Wells Fargo Clearing Services, LLC (Formerly Wells Fargo Advisors, LLC)$10001-27-2012
Trevor Christian StaufferAmeriprise Financial Services, Inc.First Western Advisors$10001-20-2012
Adam Bruce AndersonAmeriprise Financial Services, Inc.Edward Jones$15005-11-2018
Bart L HinerAmeriprise Financial Services, Inc.Morgan Stanley$19009-06-2017
Quin J GardnerAmeriprise Financial Services, Inc.Morgan Stanley$21902-27-2014
Darren Bruce HandleyAmeriprise Financial Services, Inc.Centaurus Financial, Inc.$25005-31-2018
Todd David HandleyAmeriprise Financial Services, Inc.MML Investors Services, LLC$25005-25-2018
Ronald Charles MillsAmeriprise Financial Services, Inc.LPL Financial LLC$25009-18-2017
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Showing 1 to 25 of 33 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.


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