Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
James William Dunn Jr.Ameriprise Financial Services, Inc.Wells Fargo Clearing Services, LLC05-31-2019
Steven Shelby StricklandAmeriprise Financial Services, Inc.Wells Fargo Clearing Services, LLC$5005-02-2019
Douglas Eugene MorganAmeriprise Financial Services, Inc.LPL Financial LLC05-02-2019
William Hayward CoryAmeriprise Financial Services, Inc.SunTrust Investment Services, Inc.04-26-2019
Kamal Asad MalhisAmeriprise Financial Services, Inc.Citigroup Global Markets Inc.$15003-14-2019
Paul Andrew StaplesAmeriprise Financial Services, Inc.Wells Fargo Clearing Services, LLC$1,00002-14-2019
Declan M O'ConnellAmeriprise Financial Services, Inc.SunTrust Investment Services, Inc.01-25-2019
Patrick Lawrence MurphyAmeriprise Financial Services, Inc.Wells Fargo Clearing Services, LLC01-18-2019
Douglas Clayton Melrose Jr.Ameriprise Financial Services, Inc.Wells Fargo Clearing Services, LLC$5008-24-2018
Terence Vincent GallagherAmeriprise Financial Services, Inc.Pruco Securities, LLC.04-25-2018
Jason Lee WilliamsAmeriprise Financial Services, Inc.Wells Fargo Clearing Services, LLC$10003-15-2018
Bruce Creighton LowreyAmeriprise Financial Services, Inc.Wells Fargo Clearing Services, LLC12-20-2017
Joshua Michael DeanAmeriprise Financial Services, Inc.Stratos Wealth Partners, Ltd11-29-2017
Abraham Edward WalshAmeriprise Financial Services, Inc.Edward Jones$2508-09-2017
George Singh KhalsaAmeriprise Financial Services, Inc.The Investment Center, Inc.07-21-2017
Herbert Leon McClaryAmeriprise Financial Services, Inc.Wells Fargo Clearing Services, LLC07-21-2017
Erik Kenneth SteudleAmeriprise Financial Services, Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated$1006-08-2017
Charles Samuel MasAmeriprise Financial Services, Inc.ValMark Securities, Inc.04-27-2017
Scott MathesonAmeriprise Financial Services, Inc.Wells Fargo Advisors$7004-26-2017
Scott Whitman MathesonAmeriprise Financial Services, Inc.Wells Fargo Clearing Services, LLC$9304-26-2017
Sean Michael DuffyAmeriprise Financial Services, Inc.First Georgetown Securities, Inc.$2512-14-2016
Ezra C. AmissAmeriprise Financial Services, Inc.SunTrust Investment Services, Inc.06-30-2016
John KnudsonAmeriprise Financial Services, Inc.Oppenheimer$8006-15-2016
John Raymond KnudsonAmeriprise Financial Services, Inc.Oppenheimer & Co. Inc.$5006-15-2016
James Albert GiunchiAmeriprise Financial Services, Inc.Chimera Securities, LLC04-28-2016
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Showing 1 to 25 of 73 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.

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