Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Christopher Vuthi PramawatAmeriprise Financial Services, Inc.Waddell & Reed02-09-2009
Michael Joseph GermanoAmeriprise Financial Services, Inc.H&R Block Financial Advisors, Inc.$15010-05-2009
Curtis Kim FrazeeAmeriprise Financial Services, Inc.H&R Block Financial Advisors, Inc.$2510-05-2009
David William HarrellAmeriprise Financial Services, Inc.H&R Block Financial Advisors, Inc.10-05-2009
Anthony WalshAmeriprise Financial Services, Inc.H&R Block Financial Advisors, Inc.10-05-2009
Jason KingAmeriprise Financial Services, Inc.H&R Block Financial Advisors, Inc.10-05-2009
Gregory Eugene RolenAmeriprise Financial Services, Inc.H&R Block Financial Advisors, Inc.10-05-2009
Ernesto Vicente Sampson Jr.Ameriprise Financial Services, Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated11-11-2009
Charles Patrick Maloney III, Carole H. MaloneyAmeriprise Financial Services, Inc.Morgan Stanley$5004-16-2010
Mario GabaldaAmeriprise Financial Services, Inc.RBC Capital Markets, LLC12-17-2010
Walter Scott HurtAmeriprise Financial Services, Inc.Capital Brokerage Corporation$1003-04-2011
John Wilton Taliaferro IIIAmeriprise Financial Services, Inc.HD Vest Investment Services06-15-2011
James Franklin NorrisAmeriprise Financial Services, Inc.Wells Fargo Clearing Services, LLC10-07-2011
David Andrew Mc GaugheyAmeriprise Financial Services, Inc.RBC Capital Markets, LLC$5001-11-2012
Ed HanksAmeriprise Financial Services, Inc.Wells Fargo Advisors$13401-20-2012
Edward Ambrose Hanks IIAmeriprise Financial Services, Inc.Wells Fargo Clearing Services, LLC$5001-20-2012
Deborah Susan HaleAmeriprise Financial Services, Inc.Nationwide Securities, LLC02-27-2012
Ronald Frank GilmoreAmeriprise Financial Services, Inc.SunTrust Investment Services, Inc.05-17-2012
Timothy P. McCleereyAmeriprise Financial Services, Inc.Wells Fargo Clearing Services, LLC08-03-2012
Christopher W. CoxAmeriprise Financial Services, Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated09-25-2012
James Edwin WestbrookAmeriprise Financial Services, Inc.Sterne, Agee & Leach, Inc.12-14-2012
Matthew Adam CizlerAmeriprise Financial Services, Inc.Wells Fargo Advisors Financial Network, LLC01-22-2013
William T. PattonAmeriprise Financial Services, Inc.Morgan Stanley$15004-26-2013
Vicki Eileen SoyarsAmeriprise Financial Services, Inc.Morgan Stanley$5004-26-2013
Scott M GibsonAmeriprise Financial Services, Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated$5006-21-2013
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Showing 1 to 25 of 73 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.

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