Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Abraham Edward WalshAmeriprise Financial Services, Inc.Edward Jones$2508-09-2017
Anthony WalshAmeriprise Financial Services, Inc.H&R Block Financial Advisors, Inc.10-05-2009
Beth Ann NelsonAmeriprise Financial Services, Inc.LPL Financial LLC07-02-2014
Boyd Brian BurkholderAmeriprise Financial Services, Inc.BB&T Securities, LLC$5008-09-2013
Bruce Creighton LowreyAmeriprise Financial Services, Inc.Wells Fargo Clearing Services, LLC12-20-2017
Charles Patrick Maloney III, Carole H. MaloneyAmeriprise Financial Services, Inc.Morgan Stanley$5004-16-2010
Charles Samuel MasAmeriprise Financial Services, Inc.ValMark Securities, Inc.04-27-2017
Christopher Vuthi PramawatAmeriprise Financial Services, Inc.Waddell & Reed02-09-2009
Christopher W. CoxAmeriprise Financial Services, Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated09-25-2012
Curtis Kim FrazeeAmeriprise Financial Services, Inc.H&R Block Financial Advisors, Inc.$2510-05-2009
David Alan BasingerAmeriprise Financial Services, Inc.VSR Financial Services, Inc.06-10-2014
David Andrew Mc GaugheyAmeriprise Financial Services, Inc.RBC Capital Markets, LLC$5001-11-2012
David William HarrellAmeriprise Financial Services, Inc.H&R Block Financial Advisors, Inc.10-05-2009
Deborah A GoodermuthAmeriprise Financial Services, Inc.Oppenheimer & Co. Inc.$20007-02-2015
Deborah Susan HaleAmeriprise Financial Services, Inc.Nationwide Securities, LLC02-27-2012
Declan M O'ConnellAmeriprise Financial Services, Inc.SunTrust Investment Services, Inc.01-25-2019
Douglas Clay Arthur Jr.Ameriprise Financial Services, Inc.Private Advisor Group, LLC$5008-31-2015
Douglas Clayton Melrose Jr.Ameriprise Financial Services, Inc.Wells Fargo Clearing Services, LLC$5008-24-2018
Douglas Eugene MorganAmeriprise Financial Services, Inc.LPL Financial LLC05-02-2019
Ed HanksAmeriprise Financial Services, Inc.Wells Fargo Advisors$13401-20-2012
Edward Ambrose Hanks IIAmeriprise Financial Services, Inc.Wells Fargo Clearing Services, LLC$5001-20-2012
Erik Kenneth SteudleAmeriprise Financial Services, Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated$1006-08-2017
Ernesto Vicente Sampson Jr.Ameriprise Financial Services, Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated11-11-2009
Ezra C. AmissAmeriprise Financial Services, Inc.SunTrust Investment Services, Inc.06-30-2016
George Singh KhalsaAmeriprise Financial Services, Inc.The Investment Center, Inc.07-21-2017
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Showing 1 to 25 of 73 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.


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