Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Abraham Edward WalshAmeriprise Financial Services, Inc.Edward Jones$25008-09-2017
Alex Ethan HendricksonAmeriprise Financial Services, Inc.Wells Fargo Clearing Services, LLC (Formerly Wells Fargo Advisors, LLC)03-02-2016
Andrew J LeeAmeriprise Financial Services, Inc.AXA Advisors, LLC03-17-2011
Benjamin L. Wright Jr.Ameriprise Financial Services, Inc.Allstate Financial Services, LLC$10009-27-2019
Beth Ann NelsonAmeriprise Financial Services, Inc.LPL Financial LLC07-02-2014
Beverly Amelia TaylorAmeriprise Financial Services, Inc.Securian Financial Services, Inc.$15009-05-2019
Boyd Brian BurkholderAmeriprise Financial Services, Inc.BB&T Securities, LLC$50008-09-2013
Brian Thomas BongardAmeriprise Financial Services, Inc.Edward Jones$10005-03-2011
Britt Edward HockenberryAmeriprise Financial Services, Inc.LPL Financial LLC09-03-2019
Bruce Creighton LowreyAmeriprise Financial Services, Inc.Wells Fargo Clearing Services, LLC (Formerly Wells Fargo Advisors, LLC)$15012-20-2017
Carl Albert DehneAmeriprise Financial Services, Inc.Morgan Stanley02-22-2012
Carole H. MaloneyAmeriprise Financial Services, Inc.Morgan Stanley04-16-2010
Charles Patrick Maloney IIIAmeriprise Financial Services, Inc.Morgan Stanley$50004-16-2010
Charles Samuel MasAmeriprise Financial Services, Inc.ValMark Securities, Inc.04-27-2017
Cheryl Jean DavisAmeriprise Financial Services, Inc.Wells Fargo Clearing Services, LLC (Formerly Wells Fargo Advisors, LLC)01-20-2012
Christopher Vuthi PramawatAmeriprise Financial Services, Inc.Waddell & Reed$50002-09-2009
Christopher W. CoxAmeriprise Financial Services, Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated09-25-2012
Claude Wagner CarmackAmeriprise Financial Services, Inc.MML Investors Services, LLC$10012-04-2009
Colin J. JohnsonAmeriprise Financial Services, Inc.McAdam LLC07-08-2019
Darren BanhAmeriprise Financial Services, Inc.MML Investors Services, LLC09-25-2009
David Alan BasingerAmeriprise Financial Services, Inc.VSR Financial Services, Inc.06-10-2014
David Andrew Mc GaugheyAmeriprise Financial Services, Inc.RBC Capital Markets, LLC$50001-11-2012
David Wayne DeuyourAmeriprise Financial Services, Inc.Edward Jones11-07-2014
Deborah A GoodermuthAmeriprise Financial Services, Inc.Oppenheimer & Co. Inc.$20007-02-2015
Deborah Susan HaleAmeriprise Financial Services, Inc.Nationwide Securities, LLC02-27-2012
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Showing 1 to 25 of 103 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.


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